US Securities provides access to the resources essential to securities regulation and practice in the United States. 

Comprised of over 200 databases, the collection includes:

 

·     U.S. Securities and Exchange Commission filings

·     Federal and individual state case law

·     Administrative materials including orders, decisions and awards; no-action, interpretation and exemption letters; reports and summaries from the Commodity Futures Trading Commission, the National Association of Securities Dealers, the Securities and Exchange Commission and the Securities Exchanges

·     U.S. Code Congressional and Administrative News

·     Federal statutes, regulations and rules; Blue Sky regulations and statutes by individual state

·     Analytical materials and commentary

 

US Securities features also include:

 

·     News and current awareness information

·     West topic and key numbers to find decisions on the same point on law in any jurisdiction

 

Content highlights:

Administrative News and Materials

Law Reviews, Legal Texts and Periodicals

Securities Analytical Materials

SEC Filings  

News and Information

Download US Securities Database Contents

 

 

 

Administrative News and Materials

·     U.S. Code Congressional and Administrative News USCCAN

·     Presidential Messages and Signing Statements         USCCAN-MSG

·     News Releases (SEC & CFTC) FSEC-NR

·     SEC No-Action Letters FSEC-NAL

·     Stock Exchange Disciplinary Decisions FSEC-DISP

·     Multi- state Administrative Decisions MSEC-ADMIN

 

Law Reviews, Legal Texts & Periodicals

·     D & O Liability Handbook DOLIABH

·     Westlaw Topical Highlights – Securities Regulation WTH-SEC

·     Fordham Journal of Corporate & Financial Tax FDMJCFL

·     Law of Securities Regulation LAWSECREG

·     Wall Street lawyer.com: Securities in an Electronic Age GLWSLAW

·     Futures & Derivatives Law Report GLFDLR

Securities Analytical Materials

·     West Group Securities Law Series Online SECSERIES

·     Analysis of Key SEC No-Action Letters SECKEYNAL

·     Blue Sky Law SECBLUE

·     Blue Sky Practice for Public and Private Limited Offerings BSP

·     Due Diligence in Securities Transactions DUEDILSEC

SEC Filings 

·     SEC Electronic Filings from DJI  SECNOW

News and Information

·     New Securities Multi-base SNEWS-PRO