Ontario Securities Commission Bulletin
Issue 32/11 - March 13, 2009
Ont. Sec. Bull. Issue 32/11
• Amisco Industries Ltd. -- s. 1(10)
• Sprott Asset Management Inc. and Sprott All Cap Fund
• Mackenzie Financial Corporation and Counsel Group of Funds Inc.
• TDK 2008 Flow-Through Limited Partnership and First Asset Investment Management Inc.
• Sentry Select Capital Inc. et al.
• ALSTOM
• Mackenzie Financial Corporation and Counsel Group of Funds Inc.
• FactorCorp Inc. et al. -- ss. 127, 144
• Adrian Samuel Leemhuis et al. -- s. 127(8)
• Goldman, Sachs & Co. -- s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
• Kwok-On Aloysius Lo -- ss. 127, 127.1
• Uranium308 Resources Inc. et al. -- s. 127
• Teodosio Vincent Pangia and Transdermal Corp. -- s. 127(7)
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Issues Notice of Hearing Regarding Donald James Cunningham
• MFDA Hearing Panel Issues Decision and Reasons with Respect to Kerry Scharfenberg
• Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints