Ontario Securities Commission Bulletin
Issue 32/23 - June 05, 2009
Ont. Sec. Bull. Issue 32/23
• Current Proceedings Before The Ontario Securities Commission
• Teodosio Vincent Pangia and Transdermal Corp.
• CSA Staff Notice 21-309 -- Information Processor For Exchange-Traded Securities other than Options
• Teodosio Vincent Pangia -- s. 127
• Lehman Cohort Global Group Inc. et al. -- ss. 127(7), 127(8)
• Goldpoint Resources Corporation et al. -- ss. 127(7), 127(8)
• Re MFDA By-law No. 1; Independent Financial Brokers of Canada v. OSC and MFDA
• Gold-Quest International et al.
• Gold-Quest International et al.
• Teodosio Vincent Pangia and Transdermal Corp.
• AHL Investment Strategies SPC
• PenderFund Capital Management Ltd. et al.
• Claymore Investments, Inc. and Claymore Gold Bullion Fund
• Videon CableSystems Inc. -- s. 1(10)
• Morgan Stanley Smith Barney LLC et al.
• CPVC Financial Corporation -- s. 1(10)
• Silverstone Resources Corp. -- s. 1(10)
• K.J. Harrison & Partners Inc. and KJH Capital Preservation Fund
• Marret Asset Management Inc. and Marret High Yield Strategies Fund
• Sentry Select Capital Inc. and Sentry Select 40 Split Income Trust
• National Bank Securities Inc. et al.
• Morgan Stanley Smith Barney LLC -- s. 7.1(1) of NI 33-109 Registration Information
• Gold-Quest International et al. -- s. 127
• Fusion Resources Limited -- s. 1(10)
• Gold-Quest International et al. -- s. 127
• Rosenblatt Securities Inc. -- s. 211 of the Regulation
• Lehman Cohort Global Group Inc. et al. -- ss. 127(1), 127(5)
• Canada Pension Plan Investment Board and Universa Investments L.P. -- s. 80 of the CFA
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Issues Second Notice of Hearing Regarding Bruce Patrick Schriver
• MFDA Hearing Panel Adjourns Marlene Legare Hearing
• MFDA Sets Dates in the Matter of Donald J. Cunningham
• MFDA Issues Notice of Hearing Regarding David W. Irwin
• MFDA Sets Date for Bruce P. Schriver Hearing in Halifax, Nova Scotia