Ontario Securities Commission Bulletin
Issue 32/31 - July 31, 2009
Ont. Sec. Bull. Issue 32/31
• Hillcorp International Services et al. -- ss. 127(7), 127(8)
• Hillcorp International Services et al.
• Swift Trade Inc. and Peter Beck
• Prosporex Investments Inc. et al.
• Shallow Oil & Gas Inc. et al.
• Interim Orders, Pre-Hearing Conferences and Interlocutory Motions
• Manulife Financial Capital Trust II et al.
• 0848818 B.C. Ltd. -- s. 1(10)
• 7167911 Canada Ltd. -- s. 1(10)
• Cobalt Energy Ltd. -- s. 1(10)
• Gold Participation and Income Fund
• Toronto-Dominion Bank and TD Capital Trust IV
• Goodman & Company, Investment Counsel Ltd. et al.
• EnerVest Funds Management Inc.
• Newgrowth Corp. and Scotia Captial Inc.
• Claymore Investments Inc. et al.
• Motapa Diamonds Inc. -- s. 1(10)
• Mondrian Investment Partners Limited -- MRRS Decision
• Goodman & Company, Investment Counsel Ltd. and Dynamic Strategic Gold Class
• HSBC Securities (Canada) Inc. et al. -- s. 147 of the Act and s. 6.1 of OSC Rule 13-502 Fees
• Hillcorp International Services et al. -- ss. 127(1), 127(5)
• ABN AMRO Asset Management Canada Limited -- s. 147
• W.J.N. Holdings Inc. et al. -- ss. 127(1), 127(8)
• Prosporex Investments Inc. et al. -- ss. 127(1), (5)
• Andrew Keith Lech -- ss. 127(1), 127(10) of the Act, Rule 9 of the OSC Rules of Procedure
• CI Investments Inc. -- s. 144
• Franklin Templeton Investments Corp. -- s. 144
• I.G. Investment Management, Ltd. -- s. 144
• Inland Securities Corporation -- s. 147 of the Act and s. 6.1 of Rule 13-502 Fees
• William Mankofsky -- ss. 37, 127(1)
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Issues Notice of Hearing Regarding Carmine P. Mazzotta
• MFDA Adjourns Hearing with Respect to Penalty in the Matter of Gary A. Price
• IDA By-law No. 18.8 -- Definition of "Non-Retail Clients" -- Withdrawal of Proposed Rule Amendment
• IDA By-law Nos. 2 and 20 - Membership Application Process -- Withdrawal of Proposed Rule Amendments
• MFDA Adjourns Mark Kricievski Matter to a Date to be Determined
• Proposed Amendments to MFDA Rules of Procedure
• MFDA Sets Date for Michael Rosenfelder Hearing in Toronto, Ontario
• MFDA Hearing Panel Issues Reasons for Decision with Respect to Barry J. Raymer Settlement Hearing