Ontario Securities Commission Bulletin
Issue 32/41 - October 09, 2009
Ont. Sec. Bull. Issue 32/41
• Current Proceedings Before The Ontario Securities Commission
• Notice of Correction -- TSX INC. -- s. 15.1 of NI 21-101 Marketplace Operation
• Canadians Still Not Putting Investing Knowledge Into Practice, National Study Reveals
• Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions
• Paladin Capital Markets Inc. et al.
• Axcess Automation LLC et al.
• Nest Acquisitions and Mergers and Caroline Frayssignes
• Covington Capital Corporation et al.
• Goodman & Company, Investment Counsel Ltd. and Goodman & Company, Dealer Services Inc.
• Brookfield Properties Corporation
• BCE Inc.
• Profound Energy Inc. -- s. 1(10)
• AXA Rosenberg Investment Management LLC et al.
• Miller Tabak Roberts Securities, LLC and Certain Other International Dealers
• Paladin Capital Markets Inc. et al. -- 127(1), 127(7) and 127(8)
• Ernest Anderson et al. -- s. 127
• Factorcorp Inc. et al. -- s. 127
• Axcess Automation LLC et al. -- ss. 127(1), 127(5)
• Intercable ICH Inc. -- s. 144
• Nest Acquisitions and Mergers and Caroline Frayssignes -- ss. 127(1), 127(8)
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• IIROC Rules (blacklined) -- Amendments to Implement the Registration Reform Project
• MFDA Confirms Next Appearance in the Matter of Donald J. Cunningham
• MFDA Sets Date for Paul A. Henry Hearing in Toronto, Ontario
• MFDA Announces Location of Barry L. Adams Hearing
• MFDA Issues Notice of Settlement Hearing Regarding Professional Investment Services (Canada) Inc.
• MFDA Hearing Panel Makes Findings Against Bruce P. Schriver
• MFDA Reschedules Hearing on the Merits in the Matter of IOCT Financial Inc. and Michelle Bolhuis