Ontario Securities Commission Bulletin
Issue 32/46 - November 13, 2009
Ont. Sec. Bull. Issue 32/46
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 58-305 -- Status Report on the Proposed Changes to the Corporate Governance Regime
• Notice of Commission Approval -- Material Amendments to CDS Procedures - FINet Intraday Netting
• Investment Planning Counsel of Canada Limited and IPC Portfolio Services Inc.
• AXA S.A.
• Moto Goldmines Limited -- s. 1(10)
• AGL (ASG) Pty Ltd and Allied Gold Limited
• EnCana Corporation and 7050372 Canada Inc.
• Sun Life Capital Trust II et al.
• Sun Life Capital Trust II et al.
• Richardson Partners Financial Limited and GMP Private Client L.P.
• IGM Financial Inc. -- s. 104(2)(c)
• Adrian Samuel Leemhuis et al. -- s. 127(8)
• Maple Leaf Investment Fund Corp. et al. -- s. 127(8)
• New Life Capital Corp. et al. -- ss. 1.4 and 5.4 of the Rules of Practice (1997), 20 OSCB 1947
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Hearing Panel Issues Reasons for Decision with Respect to Wayne Larson Hearing
• MFDA Hearing Panel issues Reasons for Decision with respect to Alden M. Kaley Settlement Hearing
• MFDA Hearing Panel Makes Findings Against Purisima Dy
• MFDA Postpones Next Appearance in the Matter of Carmen Moerike
• Request for Comments -- Amendments to Part VI of the TSX Company Manual