Ontario Securities Commission Bulletin
Issue 32/49 - December 04, 2009
Ont. Sec. Bull. Issue 32/49
• Current Proceedings before The Ontario Securities Commission
• OSC Staff Notice 51-706 -- Corporate Finance Branch Report 2009
• Notice of Memorandum of Understanding Between the Minister of Finance and the OSC
• Scotia Asset Management L.P.
• Premium Brands Income Fund -- s. 1(10)
• North American Financials Capital Securities Trust
• Cominar Real Estate Investment Trust and National Bank Financial Inc.
• Scotia Asset Management L.P.
• Scotia Asset Management L.P.
• Scotia Asset Management L.P. et al.
• Lombard Odier Darier Hentsch (Canada), Limited Partnership et al.
• Scotia Asset Management L.P. et al.
• Scotia Asset Management L.P. et al.
• Scotia Asset Management L.P.
• Scotia Asset Management L.P. et al.
• Symax Lift (Holding) Co. Ltd.
• Scotia Asset Management L.P. et al.
• Royal Bank of Canada and RBC Covered Bond Guarantor Limited Partnership
• Scotia Asset Management L.P. et al.
• Scotia Asset Management L.P. et al.
• 2210190 Ontario Inc. (to be renamed Scotia Securities Inc. effective November 1, 2009)
• Barclays Global Investors Canada Limited and Barclays Global Investors, N.A.
• Batterymarch Financial Management, Inc. et al. -- s. 80 of the CSA
• Paladin Capital Markets Inc. et al. -- ss. 127(1), 127(7) and 127(8)
• Irwin Boock et al. -- ss. 127, 127.1
• Uranium308 Resources Inc. et al. -- s. 127
• Ontario Teachers' Pension Plan Board and LLX Logistica S.A.
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Issues Notice of Settlement Hearing Regarding Mark Kricievski
• MFDA Reschedules Hearing on the Merits in the Matter of Paul Anthony Henry
• MFDA Hearing Panel Approves Settlement Agreement with IOCT Financial Inc. and Michelle Bolhuis
• MFDA Issues Notice of Settlement Hearing Regarding Ben A. Kaley
• MFDA Hearing Panel Issues Decision and Reasons with Respect to Motion in the Matter of Gary A. Price
• MFDA Hearing Panel Issues Reasons for Decision with Respect to Martin Horvath Disciplinary Hearing
• MFDA Hearing Panel Reserves Judgment in Donald Cunningham Settlement Hearing