Ontario Securities Commission Bulletin
Issue 32/52 - December 25, 2009
Ont. Sec. Bull. Issue 32/52
• Current Proceedings before the Ontario Securities Commission
• Notice of Ministerial Approval of National Instrument 23-102 Use of Client Brokerage Commissions
• Canadian Imperial Bank of Commerce and CIBC World Markets Inc. -- ss. 127, 127.1
• HSBC Bank Canada -- s. 127, 127.1
• Peter Robinson and Platinum International Investments Inc. -- ss. 37, 127, 127.1
• Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
• Peter Robinson and Platinum International Investments Inc.
• Bluerock Acquisition Corp. -- s. 1(10)
• Criterion Investments Inc. and Criterion International Equity Fund
• Inhance Investment Management Inc. et al.
• Borden Ladner Gervais LLP and the BLG Income Fund
• Sprott Asset Management LP and Sprott Physical Gold Trust
• SEAMARK Asset Management Ltd.
• Factorcorp Inc. et al. -- s. 127
• GLV Inc. -- s. 4.2 of OSC Rule 56-501 Restricted Shares
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Sets Date for Carmine Mazzotta Hearing in Toronto, Ontario
• MFDA Issues Notice of Hearing Regarding Luc Laverdiere
• MFDA Issues Notice of Hearing Regarding Roderick I. McLeod
• BetaPro Management Inc. et al. -- s. 19.1 of NI 41-101 General Prospectus Requirements
• Sprott Physical Gold Trust -- Part 19 of National Instrument 41-101 General Prospectus Requirements