Ontario Securities Commission Bulletin
Issue 33/02 - January 15, 2010
Ont. Sec. Bull. Issue 33/02
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 11-742 (Revised) -- Securities Advisory Committee
• Rezwealth Financial Services Inc. et al.
• Nest Acquisitions and Mergers and Caroline Frayssignes
• IMG International Inc. et al.
• Sulja Bros. Building Supplies, Ltd. et al.
• Peter Robinson and Platinum International Investments Inc.
• Gatehouse Capital Inc. et al.
• Ark Fund Management Ltd. and the Mutual Funds Listed in Appendix "A"
• HSBC Investment Funds (Canada) Inc. and HSBC Global Asset Management (Canada) Limited
• Goodman & Company, Investment Counsel Ltd.
• NexGen Financial Limited Partnership and the NexGen Mutual Funds
• RBC Asset Management Inc. and Phillips, Hager & North Investment Management Ltd.
• Nova Scotia Power Incorporated
• Enerflex Systems Income Fund and Toromont Industries Ltd.
• Petrobank Energy and Resources Ltd and PetroBakken Energy Ltd.
• Highwater Capital Management Corp. and Highwater Diversified Trust Fund
• Rezwealth Financial Services Inc. et al. -- ss. 127(1), 127(7), 127(8)
• Nest Acquisitions and Mergers and Caroline Frayssignes -- ss. 127(1), 127(8)
• IMG International Inc. et al. -- ss. 127(1), 127(8)
• Sulja Bros. Building Supplies, Ltd. et al.
• optionsXpress Canada Corp. -- s. 80 of the CFA
• Peter Robinson and Platinum International Investments Inc.
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Issues Notice of Hearing Regarding Kent Westgard
• MFDA Confirms Next Appearance in the Matter of ASL Direct Inc. and Adrian S. Leemhuis
• MFDA Sets Date for Kent Westgard Hearing in Calgary, Alberta