Ontario Securities Commission Bulletin
Issue 33/28 - July 16, 2010
Ont. Sec. Bull. Issue 33/28
• Current Proceedings before the Ontario Securities Commission
• Notice of Commission Approval -- Amendments to Part VI of the TSX Company Manual
• Notice of Commission Approval -- Amended MFDA Rules of Procedure
• Notice of Approval -- Application to Vary and Restate the Recognition Order of CNSX Markets Inc.
• Canadian Securities Regulators Release MFDA Oversight Review Report
• Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010
• Lehman Brothers & Associates Corp. et al.
• Anthony Ianno and Saverio Manzo
• Agoracom Investor Relations Corp. et al.
• Carlton Ivanhoe Lewis et al.
• Hillcorp International Services et al.
• Global Energy Group, Ltd. and New Gold Limited Partnerships
• AlphaPro Management Inc. et al.
• Invesco Trimark Ltd. and Powershares Tactical Bond Capital Yield Class
• Lehman Brothers & Associates Corp. et al. -- ss. 127(1), 127(5)
• Anthony Ianno and Saverio Manzo
• ART Advanced Research Technologies Inc. -- s. 144
• Agoracom Investor Relations Corp. et al.
• Carlton Ivanhoe Lewis et al. -- ss. 127(1), 127(8)
• Albert Leslie James et al. -- ss. 127(1), 127(8)
• Wilton J. Neale et al. -- ss. 127(1), 127(8)
• Hillcorp International Services et al. -- ss. 127(1), 127(7), 127(8)
• Global Energy Group, Ltd. and New Gold Limited Partnerships-- s. 127(8)
• MLB Industries Inc. -- s. 144
• CNSX Markets Inc. -- s. 144 of the Act
• Wilton J. Neale et al. -- ss. 127(10, 127(8)
• Albert Leslie James et al. -- ss. 127(1), 127(8)
• Lehman Brothers & Associates Corp. et al. -- ss. 127(7), 127(8)
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• MFDA Rule 2.2 (Client Accounts)
• MFDA Policy No. 2 -- Minimum Standards for Account Supervision
• Notice of Approval -- Amendments to Part VI of the TSX Company Manual
• Alpha ATS LP -- Notice of Proposed Changes and Request for Feedback