Ontario Securities Commission Bulletin
Issue 33/43 - October 29, 2010
Ont. Sec. Bull. Issue 33/43
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 51-333 -- Environmental Reporting Guidance -- October 27, 2010
• OSC Staff Notice 81-711 -- Closed-End Investment Fund Conversions to Open-End Mutual Funds
• OSC Staff Notice 21-704 -- Market Regulation Branch Annual Report -- 2010
• Lehman Brothers & Associates Corp. et al.
• Lehman Brothers & Associates Corp. et al.
• Vermilion Resources Ltd. -- s. 1(10)
• Etruscan Resources Inc. -- s. 1(10)
• Morgan Stanley & Co. Incorporated and Morgan Stanley Smith Barney, LLC
• Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P.
• Credit Suisse Securities (USA) LLC and Credit Suisse Securities (Europe) Limited
• UTS Energy Corporation -- s. 1(10)
• Swiss Water Decaffeinated Coffee Income Fund and Ten Peaks Coffee Company Inc.
• Ciccone Group et al. -- ss. 127(7), 127(8)
• FactorCorp Inc. et al. -- s. 127(1)
• Rogers Communications Inc. -- s. 104(2)(c)
• TBS New Media Ltd. et al. -- s. 127
• TBS New Media Ltd. et al. -- ss. 127(7), 127(8)
• Lehman Brothers & Associates Corp. et al. -- s. 127
• Lehman Brothers & Associates Corp. et al. -- ss. 127(1), 127(5)
• L. Jeffrey Pogachar et al. -- s. 127
• L. Jeffrey Pogachar et al. -- s. 127
• Axcess Automation LLC et al. -- ss. 127(1), 127.1 of the Securities Act and ss. 60, 60.1 of the CFA
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders