Ontario Securities Commission Bulletin

Issue 33/46 - November 19, 2010

Ont. Sec. Bull. Issue 33/46

Table of Contents

Chapter 1 Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Chi-X Canada ATS Notice of Implementation -- Form 21-101F2

Notices of Hearing

• Richvale Resource Corporation et al. -- ss. 37, 127, 127.1

• Agoracom Investor Relations Corp. et al. -- ss. 127(1), 127.1

• Paul Azeff et al. -- ss. 127(1), 127.1

• QuantFX Asset Management Ltd. et al. -- ss. 37, 127, 127.1

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

News Releases

• Canadian Securities Regulators Propose Amendments to Executive Compensation Disclosure Requirements

Notices from the Office of the Secretary

• Richvale Resource Corporation et al.

• BMO Nesbitt Burns Inc.

• Agoracom Investor Relations Corp. et al.

• Nelson Financial Group Ltd. et al.

• Paul Azeff et al.

• QuantFX Asset Management Ltd. et al.

• Agoracom Investor Relations Corp. et al.

• North American Financial Group Inc. et al.

• Baffinland Iron Mines Corporation et al.

Chapter 2 Decisions, Orders and Rulings

Decisions

• Fort Chicago Energy Partners L.P.

• Invesco Trimark Ltd.

• Pengrowth Energy Trust

• AGF Investments Inc.

• IMRIS Inc.

• IPL Inc. -- s. 1(10)

• Mahalo Energy Ltd.

• Peak Energy Services Trust

• Peyto Energy Trust

• Odyssey Re Holdings Corp.

• Northern Property Real Estate Investment Trust and NorSerCo Inc.

• Sprott Asset Management LP et al.

Orders

• BMO Nesbitt Burns Inc. -- ss. 127, 127.1

• Copernic Inc. -- s. 1(10)

• Agoracom Investor Relations Corp. et al.

• North American Financial Group Inc. et al. -- ss. 127(1), 127(5)

• Mahalo Energy Ltd. -- s. 144

• Growmark, Inc. -- s. 74(1)

• Coalcorp Mining Inc. -- s. 144

Chapter 3 Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• BMO Nesbitt Burns Inc.

Chapter 4 Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 6 Request for Comments

• Notice and Request for Comment -- Proposed Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments

• Joint CSA/IIROC -- Position Paper 23-405 -- Dark Liquidity in the Canadian Market

Chapter 7 Insider Reporting

Chapter 8 Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 IPOs, New Issues and Secondary Financings

Chapter 12 Registrations

• Registrants

Top