Ontario Securities Commission Bulletin
Issue 33/49 - December 10, 2010
Ont. Sec. Bull. Issue 33/49
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Forms 81-101F1 and 81-101F2 and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure and Related Amendments
• Notice of Ministerial Approval of IFRS-Related Amendments to Securities Rules and Regulation 1015 under the Securities Act
• CSA Staff Notice 13-317 -- Amendments to the SEDAR Filer Manual
Notices from the Office of the Secretary
• North American Financial Group Inc. et al.
• X Inc.
• Richvale Resource Corporation et al.
• Shaun Gerard McErlean et al.
• Baffinland Iron Mines Corporation et al.
• Irwin Boock et al.
• TBS New Media Ltd. et al.
• Innovative Gifting Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Silver One Mining Corporation -- s. 1(10)
• Bronco Energy Ltd. -- s. 1(10)
• 0879597 B.C. Ltd.
• Veresen Inc.
• Fort Chicago Power Ltd. -- s. 1(10)
• Man Investments Canada Corp.
Orders
• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)
• Richvale Resource Corporation et al. -- ss. 127(1), 127(8)
• Shaun Gerard McErlean et al. -- ss. 127(1), 127(7)
• Duran Ventures Inc. -- s. 1(11)(b)
• Irwin Boock et al.
• TBS New Media Ltd. et al. -- ss. 127(7), 127(8)
• Innovative Gifting Inc. et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• X Inc. -- s. 17
• X Inc. -- Decision (Held In Camera)
• Baffinland Iron Mines Corporation et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
• Amendments to Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure
• Amendments to NI 81-102 Mutual Funds
• Amendments to Companion Policy 81-102CP to NI 81-102 Mutual Funds
• Amendments to NI 81-106 Investment Fund Continuous Disclosure
• Amendments to Companion Policy 81-106CP to NI 81-106 Investment Fund Continuous Disclosure
• Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 9 - Legislation
• Ontario Regulation 437/10 Amending Reg. 1015 under the Securities Act
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• OSC Notice and Request for Comment -- NGX -- Application to Amend Exemption Order
Clearing Agencies
• OSC Notice and Request for Comment -- ICE Clear Canada Inc., and ICE Futures Canada Inc. -- Application for Exemption from Recognition as a Clearing Agency
Chapter 25 - Other Information
Approvals
• SW8 Asset Management Inc. -- s. 213(3)(b) of the LTCA
Top