Ontario Securities Commission Bulletin
Issue 34/01 - January 07, 2011
Ont. Sec. Bull. Issue 34/01
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices of Hearing
• Baffinland Iron Mines Corporation et al. -- s. 127
• Baffinland Iron Mines Corporation et al. -- s. 127
• Deutsche Bank Securities Limited -- s. 21.7
Notices from the Office of the Secretary
• Baffinland Iron Mines Corporation et al.
• Ameron Oil and Gas Ltd. et al.
• Maple Leaf Investment Fund Corp. et al.
• Locate Technologies Inc. et al.
• Baffinland Iron Mines Corporation et al.
• Global Partners Capital et al.
• David M. O'Brien
• Deutsche Bank Securities Limited
• Baffinland Iron Mines Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Canoe Financial LP and EnerVest Natural Resource Fund Ltd.
• Bank of Montreal
• Canadian Real Estate Investment Trust
• Invesco Trimark Ltd.
• CI Investments Inc. et al.
• Talisman Energy Inc.
• Broadridge Financial Solutions, Inc.
• Nexen Inc.
• Husky Energy Inc.
• North Peace Energy Corp. -- s. 1(10)
• Arrow Hedge Partners Inc. et al.
• Veolia Environnement S.A.
• Peak Energy Services Trust
• Peyto Energy Trust
• O'Leary Funds Management LP and O'Leary Founder's Series Income & Growth Fund
• Ivanhoe Energy Inc.
• Canadian Natural Resources Limited
• Talisman Energy Inc.
• Imperial Oil Limited
• Imperial Oil Limited
• Atacama Pacific Gold Corporation
Orders
• Ameron Oil and Gas Ltd. et al.
• Maple Leaf Investment Fund Corp. et al. -- ss. 127(1), 127.1
• Locate Technologies Inc. et al. -- ss. 127(1), 127(10)
• Baffinland Iron Mines Corporation -- s. 127
• Dynasty Gaming Inc. -- s. 144
• Global Partners Capital et al.
• Harbert Fund Advisors, Inc. -- s. 6.1 of OSC Rule 91-502
• Richards Oil & Gas Limited -- s. 144
• Azabache Energy Inc. -- s. 144
• David M. O'Brien
• Merax Resource Management Ltd. et al.
• Bold Ventures Inc. -- s. 1(11)(b)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Maple Leaf Investment Fund Corp. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice - Request for Comments -- Republication - Dealer Member Rules - Proposals to Implement the Core Principles of the Client Relationship Model
• IIROC Response to Comments on Client Relationship Model Rules and Amendments to IIROC Dealer Member Rules 200 and 1300
Chapter 25 - Other Information
Exemptions
• BetaPro Management Inc. et al.
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