Ontario Securities Commission Bulletin

Issue 34/02 - January 14, 2011

Ont. Sec. Bull. Issue 34/02

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Peak Energy Services Trust -- Notice of Correction

• OSC Staff Notice 54-701 -- Regulatory Developments Regarding Shareholder Democracy Issues

News Releases

• OSC Commissioner Appointment: Edward Kerwin

• OSC Issues Update on Regulatory Proposals Related to Shareholder Democracy

• OSC Announces Continuous Disclosure Advisory Committee Members for 2011-2013

Notices from the Office of the Secretary

• North American Financial Group Inc. et al.

• Al-tar Energy Corp. et al.

Chapter 2 Decisions, Orders and Rulings

Decisions

• Mulvihill Pro-AMS RSP Split Share Corp.

• Catapult Financial Management Inc.

• Encana Corporation

• Bell Aliant Regional Communications, Limited Partnership

• PIMCO Canada Corp. et al.

• Baytex Energy Trust

• GMIncome & Growth Fund

Orders

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Al-tar Energy Corp. et al. -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Al-tar Energy Corp. et al.

Chapter 4 -- Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• CNSX Markets Inc. -- s. 15.1 of NI 21-101 Marketplace Operation

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