Ontario Securities Commission Bulletin

Issue 34/03 - January 21, 2011

Ont. Sec. Bull. Issue 34/03

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Veolia Environnement S.A. -- Notice of Correction

Notice of Memorandum of Understanding between certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) concerning MFDA access to the National Registration Database (NRD)

CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2011

Notice of Commission Approval -- CNSX Markets Inc. -- Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 -- Entry of Orders for Market Maker Securities and 4-108 -- Fair Prices, and the addition of Rule 12

Notices of Hearing

Paladin Capital Markets Inc. et al. -- s. 127(1)

Alexander Christ Doulis et al. -- ss. 127, 127.1

News Releases

Investor Alert: Impact Finance And Douglas Charles

OSC Requests New Members for Small Business Advisory Committee

Notices from the Office of the Secretary

Paladin Capital Markets Inc. et al.

Deutsche Bank Securities Limited

Alexander Christ Doulis et al.

Borealis International Inc. et al.

Paladin Capital Markets Inc. et al.

Magna International Inc. et al.

Paul Azeff et al.

Global Energy Group, Ltd. et al.

Global Energy Group, Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Westshore Terminals Income Fund et al.

Roctest Ltd. -- s. 1(10)

IBI Group Inc.

Armtec Infrastructure Inc.

Invesco Trimark Ltd. and Trimark Energy Class

First Asset Investment Management Inc. et al.

EnerVest Diversified Income Trust and Canoe Financial LP

TransGlobe Apartment Real Estate Investment Trust

Orders

Deutsche Bank Securities Limited

Orbus Pharma Inc. -- s. 144

Paladin Capital Markets Inc. et al.

OANDA (Canada) Corporation ULC -- s. 74(1)

Paul Azeff et al.

Global Energy Group, Ltd. et al. -- ss. 127(7), 127(8)

Global Energy Group, Ltd. et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Borealis International Inc. et al.

Magna International Inc. et al. -- s. 127 of the Act and Rule 1.8 of the OSC's Rules of Procedure

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

Notice of Commission Approval -- Amendments to MFDA Rule 3.1.1 (Capital -- Minimum Levels) and Form 1 -- Financial Questionnaire and Report

Clearing Agencies

OSC Notice and Request for Comment -- CLS Bank International -- Application for Exemption from Recognition as a Clearing Agency

 

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