Ontario Securities Commission Bulletin
Issue 34/03 - January 21, 2011
Ont. Sec. Bull. Issue 34/03
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Veolia Environnement S.A. -- Notice of Correction
• Notice of Memorandum of Understanding between certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) concerning MFDA access to the National Registration Database (NRD)
• CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2011
• Notice of Commission Approval -- CNSX Markets Inc. -- Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 -- Entry of Orders for Market Maker Securities and 4-108 -- Fair Prices, and the addition of Rule 12
Notices of Hearing
• Paladin Capital Markets Inc. et al. -- s. 127(1)
• Alexander Christ Doulis et al. -- ss. 127, 127.1
News Releases
• Investor Alert: Impact Finance And Douglas Charles
• OSC Requests New Members for Small Business Advisory Committee
Notices from the Office of the Secretary
• Paladin Capital Markets Inc. et al.
• Deutsche Bank Securities Limited
• Alexander Christ Doulis et al.
• Borealis International Inc. et al.
• Paladin Capital Markets Inc. et al.
• Magna International Inc. et al.
• Paul Azeff et al.
• Global Energy Group, Ltd. et al.
• Global Energy Group, Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Westshore Terminals Income Fund et al.
• Roctest Ltd. -- s. 1(10)
• IBI Group Inc.
• Armtec Infrastructure Inc.
• Invesco Trimark Ltd. and Trimark Energy Class
• First Asset Investment Management Inc. et al.
• EnerVest Diversified Income Trust and Canoe Financial LP
• TransGlobe Apartment Real Estate Investment Trust
Orders
• Deutsche Bank Securities Limited
• Orbus Pharma Inc. -- s. 144
• Paladin Capital Markets Inc. et al.
• OANDA (Canada) Corporation ULC -- s. 74(1)
• Paul Azeff et al.
• Global Energy Group, Ltd. et al. -- ss. 127(7), 127(8)
• Global Energy Group, Ltd. et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Borealis International Inc. et al.
• Magna International Inc. et al. -- s. 127 of the Act and Rule 1.8 of the OSC's Rules of Procedure
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• Notice of Commission Approval -- Amendments to MFDA Rule 3.1.1 (Capital -- Minimum Levels) and Form 1 -- Financial Questionnaire and Report
Clearing Agencies
• OSC Notice and Request for Comment -- CLS Bank International -- Application for Exemption from Recognition as a Clearing Agency
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