Ontario Securities Commission Bulletin

Issue 34/08 - February 25, 2011

Ont. Sec. Bull. Issue 34/08

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

CSA Staff Notice 31-323 -- Guidance Relating to the Registration Obligations of Mortgage Investment Entities

CSA Staff Notice 81-321 -- Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements

OSC -- 2010 Enforcement Activity Report

Notice of Correction -- Mega-C Power Corporation

OSC Notice 11-765 -- 2011-2012 Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Fiscal Year Ending March 31, 2012

Notices of Hearing

Simply Wealth Financial Group Inc. et al. -- ss. 127, 127.1

News Releases

Peter Robinson Sentenced to 30 Days in Jail for Breaching OSC Cease Trade Order

OSC Chair Howard Wetston Pledges Strong Investor Protection Through Effective, Active Enforcement

Notices from the Office of the Secretary

Marlon Gary Hibbert et al.

Shallow Oil & Gas Inc. et al.

Simply Wealth Financial Group Inc. et al.

Ameron Oil and Gas Ltd. et al.

Paul Azeff et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

CIT Holdings, LLC

Potash Corporation of Saskatchewan Inc.

Skyberry Capital Corp.

Cliffs Natural Resources Inc.

ReMac Zinc Corp.

Orders

Marlon Gary Hibbert et al. -- ss. 127(1), 127(7) 127(8)

Shallow Oil & Gas Inc. -- ss. 127(1), 127(8)

SVL Holdings Inc. -- clause 1(10)(b)

Ameron Oil and Gas Ltd. et al. -- ss. 127(7), 127(8)

Waratah Capital Advisors Ltd. et al.

Paul Azeff et al.

Canadian Derivatives Clearing Corporation -- s. 147

Stonecap Securities Inc. and SCS (USA) Inc. -- s. 74(1)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

IIROC Rules Notice -- Request for Comments -- Provisions Respecting Regulation of Short Sales and Failed Trades

OSC Staff Notice of Approval -- IIROC Housekeeping Amendments to Form 1 to Adopt CAS for the Audits of Regulatory Financial Statements

Clearing Agencies

Canadian Derivatives Clearing Corporation

 

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