Ontario Securities Commission Bulletin
Issue 34/08 - February 25, 2011
Ont. Sec. Bull. Issue 34/08
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 31-323 -- Guidance Relating to the Registration Obligations of Mortgage Investment Entities
• CSA Staff Notice 81-321 -- Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements
• OSC -- 2010 Enforcement Activity Report
• Notice of Correction -- Mega-C Power Corporation
• OSC Notice 11-765 -- 2011-2012 Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Fiscal Year Ending March 31, 2012
Notices of Hearing
• Simply Wealth Financial Group Inc. et al. -- ss. 127, 127.1
News Releases
• Peter Robinson Sentenced to 30 Days in Jail for Breaching OSC Cease Trade Order
• OSC Chair Howard Wetston Pledges Strong Investor Protection Through Effective, Active Enforcement
Notices from the Office of the Secretary
• Marlon Gary Hibbert et al.
• Shallow Oil & Gas Inc. et al.
• Simply Wealth Financial Group Inc. et al.
• Ameron Oil and Gas Ltd. et al.
• Paul Azeff et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• CIT Holdings, LLC
• Potash Corporation of Saskatchewan Inc.
• Skyberry Capital Corp.
• Cliffs Natural Resources Inc.
• ReMac Zinc Corp.
Orders
• Marlon Gary Hibbert et al. -- ss. 127(1), 127(7) 127(8)
• Shallow Oil & Gas Inc. -- ss. 127(1), 127(8)
• SVL Holdings Inc. -- clause 1(10)(b)
• Ameron Oil and Gas Ltd. et al. -- ss. 127(7), 127(8)
• Waratah Capital Advisors Ltd. et al.
• Paul Azeff et al.
• Canadian Derivatives Clearing Corporation -- s. 147
• Stonecap Securities Inc. and SCS (USA) Inc. -- s. 74(1)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice -- Request for Comments -- Provisions Respecting Regulation of Short Sales and Failed Trades
• OSC Staff Notice of Approval -- IIROC Housekeeping Amendments to Form 1 to Adopt CAS for the Audits of Regulatory Financial Statements
Clearing Agencies
• Canadian Derivatives Clearing Corporation
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