Ontario Securities Commission Bulletin

Issue 34/09 - March 04, 2011

Ont. Sec. Bull. Issue 34/09

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 81-714 -- Compliance with Form 41-101F2 -- Information Required In An Investment Fund Prospectus

Notices of Hearing

• Peter Sbaraglia -- s. 127

News Releases

• OSC Lays Charges Against David Campbell and Carlos Da Silva in Ontario Court of Justice

• Ontario Securities Commission Allocates Settlement Money to Advance Financial Literacy Education in Ontario Schools

Notices from the Office of the Secretary

• Paul Donald

• Hillcorp International Services et al.

• Peter Sbaraglia

• North American Financial Group Inc. et al.

• Global Energy Group, Ltd. et al.

• Global Energy Group, Ltd. et al.

• Irwin Boock et al.

• Nelson Financial Group Ltd. et al.

• Questrade Inc.

• David M. O'Brien

• Richvale Resource Corporation et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Barclays Bank PLC

• Nexen Inc.

• Stanton Asset Management Inc. et al.

• Goodman & Company, Investment Counsel Ltd. et al.

• RBC Dominion Securities Inc. et al.

• Golden Goose Resources Inc. -- s. 1(10)

• CLS Bank International and CLS Services Ltd. -- s. 147

• Canoe Financial LP

• Canoe Financial LP

• Canoe Financial LP

• Realex Properties Corp. -- s. 1(10)

• NuLoch Resources Inc.

• NuLoch Resources Inc.

• Spectra Energy Canada Exchangeco Inc. -- s. 1(10)

Orders

• Paul Donald -- s. 127

• Hillcorp International Services et al. -- s. 127(1), 127(7), 127(8)

• Artemis Investment Management Limited and Omega Advisors, Inc. -- s. 80 of the CFA

• Alpha ATS LP -- s. 15.1 of NI 21-101 Marketplace Operations and s. 6.1 of Rule 13-502 Fees

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Global Energy Group, Ltd. et al. -- s. 127

• Global Energy Group, Ltd. et al. -- ss. 127(7), 127(8)

• Irwin Boock et al. -- ss. 127, 127.1

• Nelson Financial Group Ltd. et al. -- s. 127

• David M. O'Brien

• Richvale Resource Corporation et al. -- ss. 127(1), 127(8)

• Redline Communications Group Inc. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Questrade Inc. -- ss. 8(3), 21.7

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• OSC Staff Notice of Commission Approval -- Amendments to IIROC Form 1

Marketplaces

• TMX Select Inc. -- Notice of Initial Operations Report and Request for Feedback

Clearing Agencies

• CLS Bank International and CLS Services Ltd. -- Application for Exemptive Relief -- Notice of Commission Order

• CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Housekeeping Items

• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Elimination of ACV to Entitlement Processors for Maturing Securities

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