Ontario Securities Commission Bulletin
Issue 34/13 - April 01, 2011
Ont. Sec. Bull. Issue 34/13
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
• OSC Staff Notice 41-702 -- Prospectus Practice Directive #1 -- Personal information forms and other procedural matters regarding preliminary prospectus filings
• OSC Staff Notice 41-703 -- Corporate Finance Prospectus Practice Directive #2 -- Exemption from certain prospectus requirements to be evidenced by a receipt
Notices of Hearing
• QuantFX Asset Management Inc. et al. -- ss. 37, 127
• Innovative Gifting Inc. et al. -- ss. 127(1), 127.1
• Bernard Boily -- ss. 127, 127.1
• Marlon Gary Hibbert et al. -- ss. 127(7), 127.1
News Releases
• CSA, IIROC and MFDA launch expanded disciplined persons list
• Canadian Securities Regulators Propose Enhanced Oversight of Securitized Products
Notices from the Office of the Secretary
• QuantFX Asset Management Inc. et al.
• North American Financial Group Inc. et al.
• Rezwealth Financial Services Inc. et al.
• L. Jeffrey Pogachar et al.
• Innovative Gifting Inc. et al.
• Bernard Boily
• Simply Wealth Financial Group Inc. et al.
• Innovative Gifting Inc. et al.
• Marlon Gary Hibbert et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Schneider Electric S.A.
• Pareto Corporation -- s. 1(10)
• CI Investments Inc.
• Uranium One Inc.
• Star Hedge Managers Corp. II
• RBC Global Asset Management Inc.
• Goodman & Company, Investment Counsel Ltd.
• Premium Income Corporation et al.
• Bank of Montreal et al. -- s 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
Orders
• Intact Financial Corporation -- s. 104(2)(c)
• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)
• Canadian Derivatives Clearing Corporation -- s. 147
• Rezwealth Financial Services Inc. et al. -- ss. 127(1), 127(7), 127(8)
• L. Jeffrey Pogachar et al. -- s. 127
• Simply Wealth Financial Group Inc. et al. -- s. 127
• Innovative Gifting Inc. et al. -- s. 127(1)
Rulings
• Gestion Placements Desjardins Inc. / Desjardins Investment Management Inc. -- s. 74(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Innovative Gifting Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed NI 41-102 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products, Proposed Amendments to NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings, Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions and NI 45-102 Resale of Securities, and Proposed Consequential Amendments
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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