Ontario Securities Commission Bulletin

Issue 34/13 - April 01, 2011

Ont. Sec. Bull. Issue 34/13

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

OSC Staff Notice 41-702 -- Prospectus Practice Directive #1 -- Personal information forms and other procedural matters regarding preliminary prospectus filings

OSC Staff Notice 41-703 -- Corporate Finance Prospectus Practice Directive #2 -- Exemption from certain prospectus requirements to be evidenced by a receipt

Notices of Hearing

QuantFX Asset Management Inc. et al. -- ss. 37, 127

Innovative Gifting Inc. et al. -- ss. 127(1), 127.1

Bernard Boily -- ss. 127, 127.1

Marlon Gary Hibbert et al. -- ss. 127(7), 127.1

News Releases

CSA, IIROC and MFDA launch expanded disciplined persons list

Canadian Securities Regulators Propose Enhanced Oversight of Securitized Products

Notices from the Office of the Secretary

QuantFX Asset Management Inc. et al.

North American Financial Group Inc. et al.

Rezwealth Financial Services Inc. et al.

L. Jeffrey Pogachar et al.

Innovative Gifting Inc. et al.

Bernard Boily

Simply Wealth Financial Group Inc. et al.

Innovative Gifting Inc. et al.

Marlon Gary Hibbert et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Schneider Electric S.A.

Pareto Corporation -- s. 1(10)

CI Investments Inc.

Uranium One Inc.

Star Hedge Managers Corp. II

RBC Global Asset Management Inc.

Goodman & Company, Investment Counsel Ltd.

Premium Income Corporation et al.

Bank of Montreal et al. -- s 5.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions

Orders

Intact Financial Corporation -- s. 104(2)(c)

North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

Canadian Derivatives Clearing Corporation -- s. 147

Rezwealth Financial Services Inc. et al. -- ss. 127(1), 127(7), 127(8)

L. Jeffrey Pogachar et al. -- s. 127

Simply Wealth Financial Group Inc. et al. -- s. 127

Innovative Gifting Inc. et al. -- s. 127(1)

Rulings

Gestion Placements Desjardins Inc. / Desjardins Investment Management Inc. -- s. 74(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Innovative Gifting Inc. et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

Proposed NI 41-102 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed NI 51-106 Continuous Disclosure Requirements for Securitized Products, Proposed Amendments to NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings, Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions and NI 45-102 Resale of Securities, and Proposed Consequential Amendments

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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