Ontario Securities Commission Bulletin
Issue 34/15 - April 15, 2011
Ont. Sec. Bull. Issue 34/15
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 52-328 -- Disclosures About Accounting Policies in the Year of Changeover to International Financial Reporting Standards
• Application for Recognition of Alpha Trading Systems Limited Partnership and Alpha Exchange Inc. as an Exchange
Notices of Hearing
• Energy Syndications Inc. et al. -- ss. 127(7), 127(8)
• American Heritage Stock Transfer Inc. et al. -- s. 127
• L.T.M.T. Trading Ltd. and Bernard Shaw -- s. 127
Notices from the Office of the Secretary
• Bernard Boily
• Energy Syndications Inc. et al.
• American Heritage Stock Transfer Inc. et al.
• Ameron Oil and Gas Ltd. et al.
• Anthony Ianno and Saverio Manzo
• L.T.M.T. Trading Ltd. and Bernard Shaw
• Paul Azeff et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Pro-Financial Asset Management Inc. and the Pro Financial Mutual Funds
• Baffinland Iron Mines Corporation
• Daimler Canada Finance Inc.
• Penn West Petroleum Ltd.
• Lomiko Metals Inc. et al.
• Invesco Trimark Ltd. and Invesco Intactive Diversified Income Portfolio Class et al.
Orders
• Energy Syndications Inc. et al. -- ss. 127(1), 127(5)
• American Heritage Stock Transfer Inc. et al. -- ss. 127(1), 127(5)
• Ameron Oil and Gas Ltd. et al. -- ss. 127(7), 127(8)
• Anthony Ianno and Saverio Manzo
• First Choice Products Inc. -- s. 144
• Paul Azeff et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Application for Recognition of Alpha Trading Systems Limited Partnership and Alpha Exchange Inc. as an Exchange -- Notice and Request for Comment
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