Ontario Securities Commission Bulletin

Issue 34/16 - April 22, 2011

Ont. Sec. Bull. Issue 34/16

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)

Notices of Hearing

• Nelson Financial Group Ltd. -- ss. 127(1), 127.1

News Releases

• Canadian Securities Regulators Take Steps to Reduce Risks Associated with Electronic Trading

• Canadian Securities Regulators Adopt New Version of Mining Rule

• Canadian Securities Regulators Update Registration Regime for Registrants

Notices from the Office of the Secretary

• Nelson Financial Group Ltd.

• American Heritage Stock Transfer Inc. et al.

• Energy Syndications Inc. et al.

• Nelson Financial Group Ltd. et al.

• Paul Azeff et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Estrella International Energy Services Ltd.

• NexGen Financial Limited Partnership et al.

• Mackenzie Financial Corporation et al.

• Sprott Asset Management L.P. and the Mutual Funds Listed in Schedule A

• GDG Environment Group Ltd -- s. 1(10)

• PineBridge Investments Canada Inc.

• Pimco Canada Corp.

• I.G. Investment Management, Ltd.

• Farallon Mining Ltd. -- s. 1(10)

• Lone Pine Resources Inc.

• Canadian Apartment Properties Real Estate Investment Trust

• Fiera Sceptre Inc.

Orders

• Credit Suisse Asset Management, LLC -- s. 80 of the CFA

• American Heritage Stock Transfer Inc. et al. -- s. 127(7)

• Energy Syndications Inc. et al. -- ss. 127(1), 127(8)

• Nelson Financial Group Ltd. et al.

• iShares S&P/TSX Equity Income Index Fund et al. -- s. 1.1

• Rogers Communications Inc. -- s. 104(2)(c)

• Rogers Communications Inc. -- s. 104(2)(c)

• Rogers Communications Inc. -- s. 104(2)(c)

• Metro inc. -- s. 104(2)(c)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Jitendra Dalpat Mistry

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• OSC Staff Notice of Commission Approval -- CNSX -- Amendments to Policy 2 -- Qualification for Listing

Clearing Agencies

• OSC Staff Notice of Commission Approval -- Material Amendments to CDS Procedures -- Amendment to Debt Haircut Rates in CDSX

Chapter 25 - Other Information

Approvals

• Rae & Lipskie Investment Counsel Inc. -- s. 213(3)(b) of the LTCA

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