Issuer Name:
2274851 Ontario Inc.
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
Minimum Offering: C$5,000,000.00 or * Units ; Maximum Offering:
C$15,000,000.00 or * Units
Price: $ * per Unit
Underwriter(s) or Distributor(s):
Kingsdale Capital Markets Inc.
Promoter(s):
Ultra Green Package, Inc.
Project #1737489
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Alexander Nubia International Inc.
Principal Regulator - Ontario
Type and Date:
Preliminary Short Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
$ * - * Common Shares - Price: $ * per Offered Share
Underwriter(s) or Distributor(s):
WELLINGTON WEST CAPITAL MARKETS INC.
CORMARK SECURITIES INC.
INDUSTRIAL ALLIANCE SECURITIES INC.
Promoter(s):
-
Project #1734361
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
AlphaNorth Growth Fund
AlphaNorth Rollover Fund
Principal Regulator - Ontario
Type and Date:
Preliminary Simplified Prospectuses dated May 2, 2011
NP 11-202 Receipt dated May 3, 2011
Offering Price and Description:
Series A and F shares
Underwriter(s) or Distributor(s):
-
Promoter(s):
AlphaNorth Asset Management
Project #1738746
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Barranco Resources Corp.
Principal Regulator - British Columbia
Type and Date:
Preliminary CPC Prospectus dated April 26, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
$200,000.00 - 2,000,000 Common Shares Price: $0.10 per Common Share
Underwriter(s) or Distributor(s):
Northern Securities Inc.
Promoter(s):
Geoff Balderson
Project #1734084
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Bellatrix Exploration Ltd.
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
$55,003,200.00 - 9,822,000 Common Shares Price: $5.60 per Common Share
Underwriter(s) or Distributor(s):
NATIONAL BANK FINANCIAL INC.
CANACCORD GENUITY CORP.
WELLINGTON WEST CAPITAL MARKETS INC.
Promoter(s):
-
Project #1734525
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Blind Creek Resources Ltd.
Principal Regulator - British Columbia
Type and Date:
Third Amended and Restated Preliminary Long Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$7,012,000 - 2,658,000 COMMON SHARES AND 1,329,000 SHARE PURCHASE WARRANTS ISSUABLE UPON THE EXERCISE OR DEEMED EXERCISE OF 2,658,000 PREVIOUSLY ISSUED SPECIAL WARRANTS
Underwriter(s) or Distributor(s):
D & D Securities Company
Promoter(s):
J. Frank Callaghan
Project #1651637
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Brookfield Asset Management Inc.
Principal Regulator - Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
US$1,000,000,000.00
Debt Securities
Class A Preference Shares
Class A Limited Voting Shares
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #1736327
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Canadian Convertible Liquid Universe ETF
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
Common and Advisor Class Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
XTF Capital Corp.
Project #1738416
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Canadian High Yield Focus Fund
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
Maximum $75,000,000.00 (6,250,000 Units) Price: $12.00 per Unit Minimum Purchase: 200 Units
Underwriter(s) or Distributor(s):
BMO Nesbitt Burns Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
GMP Securities L.P.
National Bank Financial Inc.
Scotia Capital Inc.
TD Securities Inc.
HSBC Securities (Canada) Inc.
Desjardins Securities Inc.
Canaccord Genuity Corp.
Dundee Securities Ltd.
Macquarie Private Wealth Inc.
Raymond James Ltd.
Wellington West Capital Markets Inc.
Manulife Securities Incorporated
Promoter(s):
Propel Capital Corporation
Project #1734904
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
CHYF Trust
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Non-Offering Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
-
Promoter(s):
Propel Capital Corporation
Project #1734907
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Discovery Air Inc.
Principal Regulator - Saskatchewan
Type and Date:
Preliminary Short Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
$30,000,000.00 - 8.375% Convertible Unsecured Subordinated Debentures Price: $1,000 per Debenture
Underwriter(s) or Distributor(s):
GMP SECURITIES L.P.
CANACCORD GENUITY CORP.
NATIONAL BANK FINANCIAL INC.
CORMARK SECURITIES INC.
PI FINANCIAL CORP.
Promoter(s):
-
Project #1735142
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Equal Energy Ltd.
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated May 2, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$50,347,500.00 -6,850,000 Common Shares Price: $7.35 per Offered Share
Underwriter(s) or Distributor(s):
SCOTIA CAPITAL INC.
CIBC WORLD MARKETS INC.
WELLINGTON WEST CAPITAL MARKETS INC.
DESJARDINS SECURITIES INC.
JENNINGS CAPITAL INC.
PI FINANCIAL CORP.
Promoter(s):
-
Project #1738728
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Folkstone Capital Corp.
Principal Regulator - British Columbia
Type and Date:
Preliminary CPC Prospectus dated April 29, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$200,000.00 - 2,000,000 Common Shares Price: $0.10 per Common Share
Underwriter(s) or Distributor(s):
Haywood Securities Inc.
Promoter(s):
Kirk Shaw
Project #1739206
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Gibson Energy Inc.
Principal Regulator - Alberta
Type and Date:
Preliminary Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
$ * - * Common Shares Price: $* per Common Share
Underwriter(s) or Distributor(s):
BMO NESBITT BURNS INC.
SCOTIA CAPITAL INC.
J.P. MORGAN SECURITIES CANADA INC.
TD SECURITIES INC.
RBC DOMINION SECURITIES INC.
CITIGROUP GLOBAL MARKETS CANADA INC.
FIRSTENERGY CAPITAL CORP.
UBS SECURITIES CANADA INC.
Promoter(s):
-
Project #1734582
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Gryphon Gold Corporation
Principal Regulator - British Columbia
Type and Date:
Second Amended and Restated Preliminary Short Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
US$ * (C$ *) - * Common Share Price: US$ * (C$ *) per Offered Share
Underwriter(s) or Distributor(s):
Acumen Capital Finance Partners Limited
Promoter(s):
-
Project #1694454
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Horizons Enhanced U.S. Equity Income Fund
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
Class A Units - Maximum $* (Maximum * Class A Units) Price: $10.00 per Class A Unit
Underwriter(s) or Distributor(s):
CIBC World Markets Inc.
BMO Nesbitt Burns Inc.
National Bank Financial Inc.
TD Securities Inc.
GMP Securities L.P.
HSBC Securities (Canada) Inc.
Canaccord Genuity Corp.
Desjardins Securities Inc.
Macquarie Private Wealth Inc.
Raymond James Ltd.
Dundee Securities Ltd.
Industrial Alliance Securities Inc.
Mackie Research Capital Corporation
MGI Securities Inc.
Rothenberg Capital Management Inc.
Wellington West Capital Markets Inc.
Promoter(s):
AlphaPro Management Inc.
Project #1736643
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
ING Floating Rate Senior Loan Fund
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
Maximum $* - * Class A Units and/or Class U Units - Price: $10.00 per Class A Unit and U.S. $10.00 per Class U Unit Minimum purchase: 100 Class A Units or Class U Units
Underwriter(s) or Distributor(s):
BMO Nesbitt Burns Inc.
HSBC Securities (Canada) Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
National Bank Financial Inc.
Scotia Capital Inc.
TD Securities Inc.
GMP Securities L.P.
Macquarie Private Wealth Inc.
Raymond James Ltd.
Canaccord Genuity Corp.
Dundee Securities Ltd.
Mackie Research Capital Corporation
Wellington West Capital Markets Inc.
Promoter(s):
Connor, Clark & Lunn Capital Markets Inc.
Project #1735203
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
JINHUA CAPITAL CORPORATION
Principal Regulator - Alberta
Type and Date:
Preliminary Long Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
Minimum Offering: $2,000,000.00 (5,000,000 Common Shares); Maximum Offering: $4,000,000.00 (10,000,000 Common Shares) PRICE: $0.40 per Common Share
Underwriter(s) or Distributor(s):
PI Financial Corp.
Promoter(s):
Francis N. S. Leong
Dai Jiankang
Project #1737335
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Lone Pine Resources Inc.
Principal Regulator - Alberta
Type and Date:
Third Amended and Restated Preliminary Long Form PREP Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
$ * - 15,000,000 Shares of Common Stock Price: $ * per Share of Common Stock
Underwriter(s) or Distributor(s):
J. P. Morgan Securities Canada Inc.
Credit Suisse Securities (Canda), Inc.
TD Securities Inc.
BMO Nesbitt Burns Inc.
Scotia Capital Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
FirstEnergy Capital Corp.
Peters & Co. Limited
Raymond James Ltd.
Promoter(s):
Forest Oil Corporation
Project #1700328
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Manulife Strategic Income Opportunities Fund
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
$* (*) Maximum Price: $10.00 per Unit Minimum Purchase: 100 Units
Underwriter(s) or Distributor(s):
RBC Dominion Securities Inc.
CIBC World Markets Inc.
BMO Nesbitt Burns Inc.
Manulife Securities Incorporated
Scotia Capital Inc.
TD Securities Inc.
GMP Securities L.P.
HSBC Securities (Canada) Inc.
National Bank Financial Inc,
Canaccord Genuity Corp.
Mackie Research Capital Corporation
Raymond James Ltd.
Wellington West Capital Markets Inc.
Promoter(s):
Manulife Asset Management Limited
Project #1735180
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
New Zealand Energy Corp.
Principal Regulator - British Columbia
Type and Date:
Preliminary Long Form Prospectus dated May 2, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$ * - * Common Shares Price: $ * per Common Share
Underwriter(s) or Distributor(s):
GMP Securities L.P.
Canaccord Genuity Corp.
Macquarie Capital Markets Canada Ltd.
Haywood Securities Inc.
NCP Northland Capital Partners Inc.
Promoter(s):
John G. Proust
Project #1737317
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
PACIFIC & WESTERN CREDIT CORP.
Principal Regulator - Ontario
Type and Date:
Preliminary Short Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
$ * -* Units Price: $ *per Unit
Underwriter(s) or Distributor(s):
Canaccord Genuity Corp.
Promoter(s):
-
Project #1735487
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Parex Resources Inc.
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
$189,000,000.00 - 27,000,000 Subscription Receipts each representing the right to receive one Common Share and $85,000,000.00 - 5.25% Extendible Convertible Unsecured Subordinated Debentures Price: $7.00 per Subscription Receipt and $1,000 per Debenture
Underwriter(s) or Distributor(s):
FIRSTENERGY CAPITAL CORP.
SCOTIA CAPITAL INC.
HAYWOOD SECURITIES INC.
CIBC WORLD MARKETS INC.
PETERS & CO. LIMITED
RAYMOND JAMES LTD.
RBC DOMINION SECURITIES INC.
TD SECURITIES INC.
Promoter(s):
-
Project #1734723
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
POCML 1 INC.
Principal Regulator - Ontario
Type and Date:
Preliminary CPC Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$410,000.00 - 2,050,000 Common Shares PRICE: $0.20 per Common Share
Underwriter(s) or Distributor(s):
MACQUARIE PRIVATE WEALTH INC.
Promoter(s):
-
Project #1735876
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
PowerShares 1-5 Year Laddered Investment Grade Corporate Bond Index ETF
PowerShares Canadian Dividend Index ETF
PowerShares Canadian Preferred Share Index ETF
PowerShares Fundamental High Yield Corporate Bond (CAD Hedged) Index ETF
PowerShares QQQ (CAD Hedged) Index ETF
PowerShares Ultra DLUX Long Term Government Bond Index ETF
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
Invesco Trimark Ltd.
Project #1737055
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Poynt Corporation
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated May 2, 2011
NP 11-202 Receipt dated May 3, 2011
Offering Price and Description:
81,578,946 Common Shares and 40,789,473 Purchase Warrants Issuable upon Conversion of 81,578,946 Outstanding Special Warrants For gross proceeds of $15,499,999.74 - and -- 2,628,947 Agent's Options Issuable upon exercise of 2,628,947 Agent's Warrants - and -- 4,476,315 Advisor Options Issuable upon exercise of 4,476,315 Advisor Warrants
Price: $0.19 per Special Warrant
Underwriter(s) or Distributor(s):
Versant Partners Inc.
Promoter(s):
-
Project #1740167
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Qwest Energy Canadian Resource Class
Principal Regulator - British Columbia
Type and Date:
Preliminary Simplified Prospectus dated April 29, 2011
NP 11-202 Receipt dated May 3, 2011
Offering Price and Description:
Series F Shares
Underwriter(s) or Distributor(s):
-
Promoter(s):
Qwest Investment Fund Management Ltd.
Project #1739999
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Red Eagle Mining Corporation
Principal Regulator - British Columbia
Type and Date:
Preliminary Long Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$ * - * Shares Price: $ * per Share
Underwriter(s) or Distributor(s):
Raymond James Ltd.
BMO Nesbitt Burns Inc.
Canaccord Genuity Corp.
Salman Partners Inc.
Promoter(s):
Ian Slater
Project #1737938
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Red Star Capital Ventures Inc.
Principal Regulator - British Columbia
Type and Date:
Preliminary CPC Prospectus dated April 26, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
$250,000.00 - 2,500,000 Common Shares PRICE: $0.10 per Common Share
Underwriter(s) or Distributor(s):
Raymond James Ltd
Promoter(s):
Asha Reeves
Project #1733747
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Secure Energy Services Inc.
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$75,000,030.00 - 11,278,200?Subscription Receipts each representing the right to receive one Common Share Price: $6.65 per Subscription Receipt
Underwriter(s) or Distributor(s):
FirstEnergy Capital Corp.
Raymond James Ltd.
CIBC World Markets Inc.
Peters & Co. Limited
Macquarie Capital Markets Canada Ltd.
Paradigm Capital Inc.
Promoter(s):
-
Project #1737229
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Sentry Diversified Total Return Class
Sentry U.S. Growth and Income Fund
Principal Regulator - Ontario
Type and Date:
Preliminary Simplified Prospectuses dated April 27, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
Series A, F and I securities
Underwriter(s) or Distributor(s):
Sentry Select Capital Inc.
Promoter(s):
Sentry Select Capital Inc.
Project #1735515
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
SilverCrest Mines Inc.
Principal Regulator - British Columbia
Type and Date:
Preliminary Short Form Prospectus dated May 3, 2011
NP 11-202 Receipt dated May 3, 2011
Offering Price and Description:
$30,000,000.00 - 18,750,000 Common Shares Price: $1.60 per Offered Share
Underwriter(s) or Distributor(s):
CANACCORD GENUITY CORP.
JENNINGS CAPITAL INC.
Promoter(s):
-
Project #1739969
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Strategic Income Trust
Principal Regulator - Ontario
Type and Date:
Preliminary Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$10.00 (One Unit) Price: $10.00 per Unit Offering: One Unit
Underwriter(s) or Distributor(s):
-
Promoter(s):
Manulife Asset Management Limited
Project #1737708
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Tourmaline Oil Corp.
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$140,250,000.00 - 5,500,000 Common Shares
Underwriter(s) or Distributor(s):
Peters & Co. Limited
FirstEnergy Capital Corp.
Scotia Capital Inc.
Promoter(s):
-
Project #1736574
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Wild Stream Exploration Inc.
Principal Regulator - Alberta
Type and Date:
Preliminary Short Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$11.55 per Subscription Receipts -7,700,000 Subscription Receipts Price: $11.55 per Subscription Receipt
Underwriter(s) or Distributor(s):
National Bank Financial Inc.
Peters & Co. Limited
FirstEnergy Capital Corp.
Paradigm Capital Inc.
CIBC World Markets Inc.
GMP Securities L.P.
Scotia Capital Inc.
Desjardins Securities Inc.
Promoter(s):
-
Project #1737210
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Black Diamond Group Limited
Principal Regulator - Alberta
Type and Date:
Final Short Form Prospectus dated May 2, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$46,980,000.00 -1,800,000 Common Shares Price: $26.10 per Common Share
Underwriter(s) or Distributor(s):
Raymond James Ltd.
BMO Nesbitt Burns Inc.
CIBC World Markets Inc.
GMP Securities L.P.
Acumen Capital Finance Partners Limited
Cormark Securities Inc.
FirstEnergy Capital Corp.
Promoter(s):
-
Project #1732731
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Bravura Ventures Corp.
Principal Regulator - British Columbia
Type and Date:
Final Long Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
$825,000.00 Offering of Common Shares (5,500,000 Common Shares at a price of $0.15 per Common Share)
Underwriter(s) or Distributor(s):
Haywood Securities Inc.
Promoter(s):
Brook Bellian
Vicente Herrera
Quinn Field-Dyte
Project #1720552
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Brookfield Properties Corporation
Brookfield Residential Properties Inc.
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated May 3, 2011
NP 11-202 Receipt dated May 3, 2011
Offering Price and Description:
U.S.$515,000,000.00 - Rights to Purchase up to 51,500,000 Common Shares of Brookfield Residential Properties Inc. at a Price of U.S.$10.00 per Common Share
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #1726202/1725842
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Calvista Gold Corporation
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated April 25, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
A MINIMUM OF 15,000,000 UNITS AND A MAXIMUM OF 20,000,000 UNITS $1.00 PER UNIT
Underwriter(s) or Distributor(s):
Haywood Securities Inc.
Promoter(s):
Norvista Resources Corpation
Project #1691325
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Colt Resources Inc.
Principal Regulator - Quebec
Type and Date:
Final Short Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
Minimum Offering: $9,119,880.00 or 12,666,500 Common Shares; Maximum Offering: $15,120,000.00 or 21,000,000 Common Shares
Underwriter(s) or Distributor(s):
CANACCORD GENUITY CORP.
DESJARDINS SECURITIES INC.
LAURENTIAN BANK SECURITIES INC.
D&D SECURITIES INC.
Promoter(s):
-
Project #1728827
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Compass Petroleum Ltd.
Principal Regulator - Alberta
Type and Date:
Final Short Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$10,290,000.00 - 4,900,000 Common Shares $2,000,000.00 - 800,000 Flow-Through Shares Price: $2.10?per Common Share $2.50?per Flow-Through Share
Underwriter(s) or Distributor(s):
Raymond James Ltd.
Wellington West Capital Markets Inc.
Canaccord Genuity Corp.
Promoter(s):
-
Project #1732832
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Exemplar Canadian Focus Portfolio
Exemplar Diversified Portfolio
Exemplar Global Opportunities Portfolio
Exemplar Market Neutral Portfolio
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
-
Promoter(s):
Blumont Capital Corporation
Project #1714165
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
First Trust Advantaged Short Duration High Yield Bond Fund
(Class A Units and/or Class F Units)
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated April 26, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
Maximum - $150,000,000 (12,500,000 Class A Units and/or Class F Units) @ $12.00 per Class A Unit or Class F Unit Minimum - $20,000,004 (1,666,667 Class A Units) @ $12.00 per Class A Unit
Underwriter(s) or Distributor(s):
TD Securities Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
BMO Nesbitt Burns Inc.
National Bank Financial Inc.
Scotia Capital Inc.
GMP Securities L.P.
HSBC Securities (Canada) Inc.
Raymond James Ltd.
Canaccord Genuity Corp.
Desjardins Securities Inc.
Wellington West Capital Markets Inc.
Macquarie Private Wealth Inc.
Mackie Research Capital Corporation
Union Securities Ltd.
Manulife Securities Inc.
Promoter(s):
First Defined Portfolio Management Co.
Project #1717170
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Front Street MLP Income Fund II Ltd.
(Equity Shares)
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
Maximum - $150,000,000.00 (15,000,000 Equity Shares) @ $10/sh.; Minimum - $20,000,000.00 (2,000,000 Equity Shares) @ $10/sh.
Underwriter(s) or Distributor(s):
CIBC World Markets Inc.
RBC Dominion Securities Inc.
National Bank Financial Inc.
BMO Nesbitt Burns Inc.
Scotia Capital Inc.
TD Securities Inc.
Canaccord Genuity Corp.
Dundee Securities Ltd.
GMP Securities L.P.
HSBC Securities (Canada) Inc.
Macquarie Capital Markets Canada Ltd.
Raymond James Ltd.
Wellington West Capital Markets Inc.
Sherbrooke Street Capital (SSC) Inc.
Tuscarora Capital Inc.
Promoter(s):
Front Street Capital 2004
Project #1715324
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Horizons AlphaPro Managed S&P/TSX 60 ETF
(Class E Units)
Principal Regulator - Ontario
Type and Date:
Amendment #1 dated April 7, 2011 to Final Long Form Prospectus dated January 19, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
-
Promoter(s):
ALPHAPRO MANAGEMENT INC.
Project #1674846
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Industrial Alliance Insurance and Financial Services inc.
Principal Regulator - Quebec
Type and Date:
Final Base Shelf Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$1,000,000,000.00:
Debt Securities
Class A Preferred Shares
Common Shares
Subscription Receipts
Warrants
Share Purchase Contracts
Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #1727293
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Malbex Resources Inc.
Principal Regulator - Ontario
Type and Date:
Final Short Form Prospectus dated May 2, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
$15,000,000.00 - 30,000,000 Units Price: $0.50 per Unit
Underwriter(s) or Distributor(s):
BMO Nesbitt Burns Inc.
Promoter(s):
-
Project #1733249
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Manas Petroleum Corporation
Principal Regulator - British Columbia
Type and Date:
Final Long Form Prospectus dated May 2, 2011
NP 11-202 Receipt dated May 2, 2011
Offering Price and Description:
Minimum Offering: US$20,000,000.00 (40,000,000 Units); Maximum Offering: US$30,000,000.00 (60,000,000 Units) - Units (each unit consisting of one share of common stock and one common stock purchase warrant)
Underwriter(s) or Distributor(s):
Raymond James Ltd.
Promoter(s):
-
Project #1693248
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Marquest Canadian Equity Income Fund
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$100,000,000.00 (10,000,000 Units) Maximum $10.00 per Unit
Underwriter(s) or Distributor(s):
SCOTIA CAPITAL INC.
CIBC WORLD MARKETS INC.
RBC DOMINION SECURITIES INC.
BMO NESBITT BURNS INC.
NATIONAL BANK FINANCIAL INC.
CANACCORD GENUITY CORP.
GMP SECURITIES L.P.
HSBC SECURITIES (CANADA) INC.
RAYMOND JAMES LTD.
WELLINGTON WEST CAPITAL MARKETS INC.
MACQUARIE CAPITAL MARKETS CANADA LTD.
MACKIE RESEARCH CAPITAL CORPORATION
DUNDEE SECURITIES LTD.
UNION SECURITIES LTD.
Marquest Asset Management Inc.
Promoter(s):
MARQUEST ASSET MANAGEMENT INC.
Project #1703268
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Monster Mining Corp.
Principal Regulator - British Columbia
Type and Date:
Final Long Form Prospectus dated April 26, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
Offering of $2,000,000 .00 - 5,000,000 Units @ $0.40 per Unit
Underwriter(s) or Distributor(s):
Macquarie Private Wealth Inc.
Promoter(s):
Robert Eadie
Project #1676746
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
O'Leary U.S. Strategic Yield Advantaged Fund
Principal Regulator - Quebec
Type and Date:
Final Long Form Prospectus dated April 28, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
Maximum - $150,000,000.00 (12,500,000 Class A Units) @ $12/Unit; Maximum - U.S. $150,000,000.00 (12,500,000 Class U Units) @ U.S. $12/Unit Minimum - $20,000,004 (1,666,667 Class A Units) @ $12/Unit Minimum - $20,000,004 (1,666,667 Class U Units) @ U.S. $12/Unit
Underwriter(s) or Distributor(s):
CIBC World Markets Inc.
RBC Dominion Securities Inc.
BMO Nesbitt Burns Inc.
National Bank Financial Inc.
Scotia Capital Inc.
TD Securities Inc.
Macquarie Private Wealth Inc.
Wellington West Capital Markets Inc.
Canaccord Genuity Corp.
GMP Securities L.P.
HSBC Securities (Canada) Inc.
Raymond James Ltd.
Dundee Securities Ltd.
Mackie Research Capital Corporation
Manulife Securities Incorporated
MGI Securities Inc.
Promoter(s):
O'Leary Funds Management LP
Project #1721434
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Petroamerica Oil Corp.
Principal Regulator - Alberta
Type and Date:
Final Short Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$30,500,000.00 - 152,500,000 Units Price: $0.20 per Unit
Underwriter(s) or Distributor(s):
Raymond James Ltd.
GMP Securities L.P.
Haywood Securities Inc.
Canaccord Genuity Corp.
Jennings Capital Inc.
Promoter(s):
-
Project #1732028
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Premium Income Corporation
Principal Regulator - Ontario
Type and Date:
Final Short Form Prospectus dated April 26, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
Warrants to Subscribe for up to 4,761,746 Units (each Unit consisting of one Class A Share and one Preferred Share) at a Subscription Price of $23.65
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #1712021
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Provident Energy Ltd.
Principal Regulator - Alberta
Type and Date:
Final Short Form Prospectus dated April 29, 2011
NP 11-202 Receipt dated April 29, 2011
Offering Price and Description:
$150,000,000.00 - 5.75% Convertible Unsecured Subordinated Debentures
Underwriter(s) or Distributor(s):
TD Securities Inc.
National Bank Financial Inc.
BMO Nesbitt Burns Inc.
RBC Dominion Securities Inc.
Scotia Capital Inc.
CIBC World Markets Inc.
Canaccord Genuity Corp.
HSBC Securities (Canada) Inc.
FirstEnergy Capital Corp.
Promoter(s):
-
Project #1732718
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Short Duration High Yield Portfolio Trust
Principal Regulator - Ontario
Type and Date:
Final Long Form Non-Offering Prospectus dated April 26, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
-
Promoter(s):
First Defined Portfolio Management Co.
Project #1724868
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Sprott Silver Bullion Fund
Principal Regulator - Ontario
Type and Date:
Final Simplified Prospectus dated May 3, 2011
NP 11-202 Receipt dated May 3, 2011
Offering Price and Description:
Series A, Series F and Series I Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
Sprott Asset Management LP
Project #1693456
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Sunstone U.S. Opportunity (No. 4) Realty Trust
Sunstone (No. 4) Limited Partnership
Principal Regulator - British Columbia
Type and Date:
Final Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 27, 2011
Offering Price and Description:
Minimum: $5,000,000 (4,000 Trust Units)
Maximum: $50,000,000 (40,000 Trust Units)
$1,250 per Trust Unit
Underwriter(s) or Distributor(s):
Dundee Securities Ltd.
GMP Securities L.P.
Raymond James Ltd.
Canaccord Genuity Corp.
Macquarie Private Wealth Inc.
Burgeonvest Bick Securities Limited
HSBC Securities (Canada) Inc.
Sora Group Wealth Advisors Inc.
Union Securities Ltd.
Promoter(s):
Sunstone Realty Advisors Inc.
Project #1711465/1711463
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Tech Leaders Income Fund
Principal Regulator - Ontario
Type and Date:
Final Long Form Prospectus dated April 27, 2011
NP 11-202 Receipt dated April 28, 2011
Offering Price and Description:
Maximum - $200,000,000.00 - 20,000,000 Units @ $10.00 per Unit - Minimum - $35,000,000.00 - 3,500,000 Units @ $10.00 per Unit
Underwriter(s) or Distributor(s):
RBC Dominion Securities Inc.
CIBC World Markets Inc.
TD Securities Inc.
BMO Nesbitt Burns Inc.
National Bank Financial Inc.
Scotia Capital Inc.
HSBC Securities (Canada) Inc.
Mackie Research Capital Corporation
Raymond James Ltd.
Canaccord Genuity Corp.
Dundee Securities Ltd.
Macquarie Private Wealth Inc.
Wellington West Capital Markets Inc.
Desjardins Securities Inc.
Manulife Securities Incorporated
Promoter(s):
Brompton Funds Management Limited
Project #1718612
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
UBS (Canada) High Yield Debt Fund
Type and Date:
Final Simplified Prospectus dated April 17, 2011
Receipted on April 27, 2011
Offering Price and Description:
Mutual Fund Units @ Net Asset Value
Underwriter(s) or Distributor(s):
-
Promoter(s):
UBS Global Asset Management (Canada) Inc.
Project #1711349
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -