Type |
Company |
Category of Registration |
Effective Date |
|
|||
New Registration |
Joel Raby Asset Management Inc. |
Exempt Market Dealer |
April 29, 2011 |
|
|||
From: Portfolio Manager, Commodity Trading Manager and Exempt Market Dealer |
|||
|
|||
Change in Registration Category |
Legg Mason Canada Inc. |
To: Portfolio Manager, Commodity Trading Manager, Exempt Market Dealer and Investment Fund Manager |
May 4, 2011 |