Ontario Securities Commission Bulletin

Issue 34/22 - June 03, 2011

Ont. Sec. Bull. Issue 34/22

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)

Notices of Hearing

• Nelson Financial Group Ltd. et al. -- s. 127(1)

News Releases

• OSC Panel Releases Decision Against Sulja Bros. Building Supplies, Ltd., Kore International Management Inc. and Andrew DeVries for Breaches of Ontario Securities Act

• OSC Requests Members for New Investment Fund Products Advisory Committee

• Canadian Securities Regulators Issue Guidance in the Event of the Disruption of Mail Service

Notices from the Office of the Secretary

• Sulja Bros. Building Supplies, Ltd. et al.

• Global Consulting and Financial Services et al.

• Caldwell Investment Management Ltd.

• Hector Wong

• Nelson Financial Group Ltd. et al.

• CI Financial Corp.

• Nelson Financial Group Ltd. et al.

• David M. O'Brien

• Nelson Financial Group Ltd. et al.

• Goldpoint Resources Corporation et al.

• Paul Azeff et al.

• Simply Wealth Financial Group Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• NuLoch Resources Inc. -- s. 1(10)

• IPC Investment Corporation and Partners in Planning Financial Services Ltd.

• Genworth MI Canada Inc.

• Northwest Healthcare Properties Real Estate Investment Trust

Orders

• Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)

• Caldwell Investment Management Ltd. -- ss. 127(1), 127.1

• CI Financial Corp. -- ss. 8.3, 21.7

• Nelson Financial Group Ltd. et al.

• Paul Azeff et al.

• Simply Wealth Financial Group Inc. et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Riccardo Alberto DiPronio --s. 26(3)

• Richard Derek Frost and RDF Capital Management Inc. -- s. 26(3)

• Alfredo Pino -- s. 27(3)

• Sulja Bros. Building Supplies, Ltd. et al.

• Caldwell Investment Management Ltd.

• Nelson Financial Group Ltd. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• TMX Select Inc. -- Notice of Completion of Staff Review -- TMX Select Initial Operations Report

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