Ontario Securities Commission Bulletin

Issue 34/31 - August 05, 2011

Ont. Sec. Bull. Issue 34/31

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notices of Hearing

Ground Wealth Inc. et. al. -- ss. 127(7), 127(8)

News Releases

CSA and IIROC Announce Regulatory Framework for Dark Liquidity in Canada

Canadian Securities Regulators Seek Comment on Proposed Rule for Venture Issuers

Notices from the Office of the Secretary

Empire Consulting Inc. and Desmond Chambers

Peter Sbaraglia

Marlon Gary Hibbert et al.

Firestar Capital Management Corp. et al.

Innovative Gifting Inc. et al.

Ground Wealth Inc. et. al.

North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

Shallow Oil & Gas Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Allied Gold Limited -- s. 1(10)

Fidelity Investments Canada ULC et al.

The Vanguard World Fund et al.

Northwest Healthcare Properties Real Estate Investment Trust

GWR Global Water Resources Corp.

Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P.

Hydro One Inc.

Toronto Hydro Corporation

The Brick Ltd.

Equinox Minerals Limited

Technicoil Corporation -- s. 1(10)

Clean Harbors Industrial Services Canada, Inc. -- s. 1(10)

Orders

Empire Consulting Inc. and Desmond Chambers -- s. 127

Peter Sbaraglia

Marlon Gary Hibbert et al. -- ss. 127(1), 127(7), 127(8)

Firestar Capital Management Corp. et al. -- s. 127

Innovative Gifting Inc. et al. -- s. 127

Ground Wealth et al. -- ss. 127(1), 127(5)

North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

Independent Portfolio Managers Limited -- s. 80 of the CFA

Seprotech Systems Incorporated -- s. 144

Shallow Oil & Gas Inc. et al. -- ss. 127(1), 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Access Capital Corp. -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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