Ontario Securities Commission Bulletin

Issue 34/34 - August 26, 2011

Ont. Sec. Bull. Issue 34/34

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 81-715 -- Cross-Listings by Foreign Exchange-Traded Funds

Notices from the Office of the Secretary

• Normand Gauthier et al.

• MBS Group et al.

• Rezwealth Financial Services Inc. et. al.

• M.P. Global Financial Ltd. and John Feng Deng

• TBS New Media Ltd. al.

• Shallow Oil & Gas Inc. et al.

• Heir Home Equity Investment Rewards Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• HSBC Global Asset Management (Canada) Limited

• Leith Wheeler Investment Counsel Ltd.

• Torque Energy Inc.

• Westcoast Energy Inc. and Union Gas Limited

• Aston Hill Management Inc. et al.

• Invesco Trimark Ltd. et al.

• Sprott Asset Management LP

• Fronsac Capital inc.

• The Goldfarb Corporation

• Altus Group Limited

• Pacific Northern Gas Ltd.

Orders

• Normand Gauthier, et. al.

• MBS Group et al. -- s. 127(1), 127(5)

• Rezwealth Financial Services Inc. -- s. 127

• Royal Oak Ventures Inc. -- s. 144

• TBS New Media Ltd. et al. -- ss. 127(7) and 127(8)

• The Options Clearing Corporation -- s. 144

• LCH.Clearnet Limited -- s. 144

• Shallow Oil & Gas Inc. et al.-- ss. 127(1), 127(8)

• Heir Home Equity Rewards Inc. et al. -- ss. 127(1) and 127.1

Rulings

• Macquarie Futures USA Inc. -- s. 38 of the CFA and s. 6.1 of Rule 91-502

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Desron Financial Services Inc.

• MP Global Financial Ltd. and Joe Feng Deng

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• Notice of Commission Approval -- IIROC UMIR Amendments Relating to Market Maker, Odd Lot and Other Marketplace Trading Obligations

• Notice of Commission Approval -- IIROC Over-the-Counter Fair Pricing Rule and Confirmation Disclosure Requirements

Clearing Agencies

• CDS -- Notice of Withdrawal -- Material Amendments to CDS Procedures -- Class Code for Federally Guaranteed Securities

• The Options Clearing Corporation -- Notice of Commission Order -- Application for Variation and Restatement of OCC's Interim Order

• LCH.Clearnet Limited -- Notice of Commission Order -- Application for Variation and Restatement of LCH's Interim Order

Chapter 25 - Other Information

Approvals

• Kensington Capital Advisors Inc.

Exemptions

• United Funds

• Castlerock Mutual Funds

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