Ontario Securities Commission Bulletin
Issue 34/35 - September 02, 2011
Ont. Sec. Bull. Issue 34/35
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Consultation Session on Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
• Seminar on Technical and Environmental Disclosure To Assist Public Mining Companies
• CSA Staff Notice 31-327 -- Broker-Dealer Registration in the Exempt Market Dealer Category
Notices of Hearing
• Helen Kuszper and Paul Kuszper -- ss. 127, 127.1
• Global Energy Group, Ltd. et al. -- ss. 37, 127
• Anthony Ianno et al. -- ss. 127 and 127.1
News Releases
• Investor Alert -- Anchor Securities Limited and Martin Donald Heppner
Notices from the Office of the Secretary
• Sino-Forest Corporation et al.
• Peter Beck et al.
• Helen Kuszper and Paul Kuszper
• Normand Gauthier et al.
• Global Energy Group, Ltd. et al.
• Anthony Ianno et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mercator Minerals Ltd.
• Investis U.S. Inc.
• Elad Canada Inc.
• Sundance Energy Corporation
• C&C Energia Ltd.
• Faircourt Split Trust and Faircourt Asset Management Inc.
• Humboldt Capital Corporation
• Northcliff Resources Ltd.
Orders
• Sino-Forest Corporation et al. -- ss. 127(1), 127(5)
• Sino-Forest Corporation et al. -- s. 144(1)
• Applied Inventions Management Inc. -- s. 144
• Peter Beck et al.
• Sitebrand Inc. -- s. 144
• Normand Gauthier et al. -- s. 127
• Paul Azeff et al.
• Newlook Industries Corp. -- s. 144
• ISAM (UK) Limited and ISAM (USA) LLC -- s. 80 of the CFA
Rulings
• Rae & Lipskie Investment Counsel Inc. and RaeLipskie Partners' Equity Fund -- s. 74(1)
• K.J. Harrison & Partners Inc. -- s. 74(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Anchor Securities Limited and Martin Heppner
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 25 - Other Information
Exemptions
• Lakeview Disciplined Leadership Canadian Equity Fund et al.
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