Ontario Securities Commission Bulletin

Issue 34/36 - September 09, 2011

Ont. Sec. Bull. Issue 34/36

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Consultation Session on Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers

• Seminar on Technical and Environmental Disclosure to Assist Public Mining Companies

• Sundance Energy Corporation -- Notice of Correction

Notices of Hearing

• Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

News Releases

• Mother and Son Settle with Ontario Securities Commission on Insider Trading Violations

• Anthony Ianno Settles with the Ontario Securities Commission

Notices from the Office of the Secretary

• Firestar Capital Management Corp. et al.

• Helen Kuszper and Paul Kuszper

• Anthony Ianno and Saverio Manzo

• Sino-Forest Corporation et al.

• Global Energy Group, Ltd. et al.

• MBS Group (Canada) Ltd. et al.

• Anthony Ianno and Saverio Manzo

• Sanjiv Sawh and Vlad Trkulja

• Ameron Oil And Gas Ltd. et al.

• Sanjiv Sawh and Vlad Trkulja

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Venator Capital Management Ltd. and Venator Investment Trust

• Children's Education Funds Inc. and the Children's Education Trust of Canada Education Savings Plans

• Galileo Funds Inc.

• K.J. Harrison & Partners Inc. and KJH Capital Preservation Fund

• Toronto Trust Management Ltd. and Friedberg Global-Macro Hedge Fund

• RBC Global Asset Management Inc. et al.

Orders

• Firestar Capital Management Corp. et al.

• Helen Kuszper and Paul Kuszper -- ss. 127, 127.1

• Anthony Ianno and Saverio Manzo

• iShares DEX Short Term Corporate Universe + Maple Bond Index Fund -- s. 1.1

• RBC Target 2013 Corporate Bond ETF et al. -- s. 1.1

• Global Energy Group, Ltd. et al. -- ss. 37, 127(1)

• Global Energy Group, Ltd. et al. -- ss. 37, 127(1)

• Global Energy Group, Ltd. et al. -- ss. 37, 127(1)

• MBS Group (Canada) Ltd. et al. -- ss. 127(1), 127(5)

• Anthony Ianno and Saverio Manzo

• Ameron Oil And Gas Ltd. et al. -- ss. 127(7), 127(8)

• Sanjiv Sawh and Vlad Trkulja

• Ontario Genomics Institute -- s. 74(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Helen Kuszper and Paul Kuszper

• Helen Kuszper and Paul Kuszper

• Anthony Ianno and Saverio Manzo

• Global Energy Group, Ltd. et al.

• Global Energy Group, Ltd. et al.

• Global Energy Group, Ltd. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Notice of Alpha Exchange Inc. and Alpha Trading Systems Limited Partnership Republication for Comment of Proposed Trading Policies and Member Agreement Provisions Respecting the Proposed Market Maker Program for Alpha Exchange Inc.

• Amendments to the TSX Company Manual -- Notice of Approval

• Amendments to Part IV of the TSX Company Manual -- Request for Comments

Clearing Agencies

• Notice of Commission Approval - Material Amendments to CDS Rules - Requirement for Uncertificated Withdrawal of Securities

• Notice of Effective Date - Technical Amendments to CDS Procedures - Direct Registration Eligibility

• Material Amendments to CDS Procedures - Change to Recent Period for FINet Loss Allocation - Request for Comments

Top