Ontario Securities Commission Bulletin

Issue 34/37 - September 16, 2011

Ont. Sec. Bull. Issue 34/37

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Consultation Session on Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers

• Seminar on Technical and Environmental Disclosure to Assist Public Mining Companies

• CSA Multilateral Staff Notice 51-336 -- Issuers Using Mass Advertising

• CSA Staff Notice 31-328 -- Revocation of Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

• OSC Staff Notice 31-714 -- OSC Staff Supplement to CSA Staff Notice 31-328 Revocation of Omnibus/Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Notices of Hearing

• Ian Overton

• Canadian Derivatives Clearing Corporation and Sino-Forest Corporation et al. -- s. 144

News Releases

• OSC Panel Issues Decision Regarding the Temporary Order Against Alexander Christ Doulis and Liberty Consulting Ltd.

Notices from the Office of the Secretary

• Sino-Forest Corporation et al.

• Normand Gauthier et al.

• Ian Overton

• American Heritage Stock Transfer Inc. et al.

• Alexander Christ Doulis et al.

• Energy Syndications Inc. et al.

• Canadian Derivatives Clearing Corporation and Sino-Forest Corporation et al.

• Mark Allen Dennis

• Ian Overton

• Anthony Ianno and Saverio Manzo

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Canadian Imperial Bank of Commerce and CIBC Precious Metals Fund

• Canadian Imperial Bank of Commerce and CIBC Canadian Resources Fund

• Counsel Portfolio Services Inc.

• RBC Global Asset Management Inc. et al.

• The Forzani Group Ltd. -- s. 1(10)

• Mackenzie Financial Corporation and Counsel Portfolio Services Inc.

• Energy Income Fund and Crown Hill Capital Corporation

• Just Energy Group Inc.

• Citadel Income Fund and Crown Hill Capital Corporation

• The Filers and the Representative Dealers (as defined below)

• Goldstone Resources Inc. -- s. 1(10)

• Enbridge Income Fund Holdings Inc.

• Christopher Miller and other Advising Representatives of Portfolio Managers applying for registration as Dealing Representatives

• Vantage Asset Management Inc. and other Portfolio Managers applying for registration in another category

• Raymond James Ltd. and certain other registered firms registered as of February 26, 2010

• USC Education Savings Plans Inc. and others registered as of November 5, 2010

• Scotia Securities Inc. and other Mutual Fund Dealers registered as of November 5, 2010

Orders

• Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

• Normand Gauthier et al. -- s. 127

• American Heritage Stock Transfer Inc. et al. -- s. 127(8)

• Alexander Christ Doulis et al. -- s. 127

• Energy Syndications Inc. et al. -- ss. 127(1), 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Alexander Christ Doulis et al. -- s. 127

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• TSX Trading Rule Amendments Related to Market Making -- Request for Comments

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