Ontario Securities Commission Bulletin
Issue 34/38 - 09/23/2011
Ont. Sec. Bull. Issue 34/38
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 33-736 -- 2011 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
• Alexander Christ Doulis et al. -- Notice of Correction
Notices of Hearing
• Zungui Haixi Corporation -- ss. 127(7), 127(8)
News Releases
• Saverio Manzo Settles with the Ontario Securities Commission
Notices from the Office of the Secretary
• Bernard Boily
• Anthony Ianno and Saverio Manzo
• Anthony Ianno and Saverio Manzo
• Ian Overton
• Canadian Derivatives Clearing Corporation and Sino-Forest Corporation et al.
• Richvale Resource Corporation et al.
• Normand Gauthier et al.
• Zungui Haixi Corporation
• Maitland Capital Ltd. et al.
• Peter Beck et al.
• Sextant Capital Management Inc. et al.
• Zungui Haixi Corporation
Chapter 2 - Decisions, Orders and Rulings
Decisions
• GrowthWorks Canadian Fund Ltd. and GrowthWorks Ltd.
• Royal Canadian Mint
• Fidelity Investments Canada ULC
• RBC Global Asset Management Inc.
• Bellair Ventures Inc.
• SQI Diagnostics Inc.
• Bridgewater Systems Corporation -- s. 1(10)
• RBC Global Asset Management Inc.
• CIBC Asset Management Inc.
• CIBC Asset Management Inc.
• Fortis Inc. et al.
• Goodman & Company, Investment Counsel Ltd. et al.
Orders
• Bernard Boily -- Pre-Hearing Conference -- Rule 6.7
• Anthony Ianno and Saverio Manzo
• Anthony Ianno and Saverio Manzo
• Ian Overton -- ss. 127(1), 127.1
• Canadian Derivatives Clearing Corporation and Sino-Forest Corporation et al. -- s. 144
• Normand Gauthier et al. -- s. 127
• Zungui Haixi Corporation -- ss. 127(1), 127(5)
• Outlook Resources Inc. -- s. 144
• Maitland Capital Ltd. et al. -- s. 127
• FundSERV Inc. -- s. 144
• Peter Beck et al.
• Petroflow Energy Ltd. -- s. 144
• Alexander Christ Doulis et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Anthony Ianno and Saverio Manzo
• Ian Overton
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Alpha ATS LP -- Notice of Proposed Changes and Request for Feedback -- New DAO Order Designations, Elimination of All or None Order, and Changes to Mixed Lot Order Handling
Clearing Agencies
• FundSERV Inc. -- Notice of Commission Order -- Application for Variation and Restatement of FundSERV's Interim Order
Chapter 25 - Other Information
Approvals
• Leon Frazer & Associates Inc. -- s. 213(3)(b) of the LTCA
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