Ontario Securities Commission Bulletin

Issue 34/40 - October 07, 2011

Ont. Sec. Bull. Issue 34/40

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Notices of Hearing

• Vincent Ciccone and Medra Corp. -- ss. 127, 127.1

• MOSAID Technologies Incorporated and Wi-LAN Inc. -- s. 127

News Releases

• OSC Panel Releases Decision Regarding Coventree Inc., Geoffrey Cornish and Dean Tai Related to Breaches of Ontario Securities Act

Notices from the Office of the Secretary

• Coventree Inc. et al.

• North American Financial Group Inc. et al.

• Ciccone Group et al.

• Deutsche Bank Securities Limited

• Vincent Ciccone and Medra Corp.

• Global Energy Group, Ltd. et al.

• Global Energy Group, Ltd. et al.

• Firestar Capital Management Corp. et al.

• MOSAID Technologies Incorporated and Wi-LAN Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Icron Technologies Corporation -- s. 1(10)

• Barclays Bank PLC and Barclays Capital INC.

• INDEXPLUS Dividend Fund

• HSBC Global Asset Management (Canada) Limited and the existing mutual funds listed in Schedule A

Orders

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Ciccone Group et al. -- ss. 127(7), 127(8)

• Chi-X Canada ATS -- s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees

• Global Energy Group, Ltd. et al. -- ss. 127(7), 127(8)

• Global Energy Group, Ltd. et al. -- s. 127

• Global Energy Group, Ltd. et al. -- Rule 3 of the OSC Rules of Procedure (2010), 33 O.S.C.B. 8017

• Firestar Capital Management Corp. et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Coventree Inc. et al.

• Deutsche Bank Securities Limited -- s. 21.7

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Maple Group Acquisition Corporation -- Notice and Request for Comment

• Proposed Acquisition of TMX Group, Alpha and CDS by Maple Group Acquisition Corporation

Clearing Agencies

• Notice of Commission Approval -- CDS Clearing and Depository Services Inc. (CDS) -- Material Amendments to CDS Rules -- Electronic Payment of Entitlements

Chapter 25 - Other Information

Approvals

• Lightwater Partners Ltd. -- s. 213(3)(b) of the LTCA

Exemptions

• Citadel Income Fund and Energy Income Fund -- s. 19.1 of NI 41-101 General Prospectus Requirements

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