Ontario Securities Commission Bulletin

Issue 34/42 - October 21, 2011

Ont. Sec. Bull. Issue 34/42

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 15-704 -- Request for Comments on Proposed Enforcement Initiatives

Notices of Hearing

• Richvale Resource Corporation et al. -- ss. 127(1), 127.1

Notices from the Office of the Secretary

• MOSAID Technologies Incorporated and Wi-LAN Inc.

• Richvale Resource Corporation et al.

• QuantFX Asset Management Inc. et al.

• Ameron Oil and Gas Ltd. et al.

• FactorCorp Inc. et al.

• Innovative Gifting Inc. et al.

• Portus Alternative Asset Management Inc. et al.

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

• Irwin Boock et al.

• HEIR Home Equity Investment Rewards Inc.

• Crown Hill Capital Corporation and Wayne Lawrence Pushka

• QuantFX Asset Management Inc. et al.

• Richvale Resource Corporation et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Deutsche Bank AG and DB Commodities Canada Ltd.

• Friedberg Mercantile Group Ltd.

• National Bank Securities Inc. and National Bank Mortgage Fund

• Fiera Sceptre Inc. et al.

• ECU Silver Mining Inc. -- s. 1(10)

Orders

• MOSAID Technologies Incorporated and Wi-LAN Inc. -- s. 127

• Universitas Foundation of Canada -- s. 1(10)(b)

• QuantFX Asset Management Inc. et al. -- ss. 37, 127(1)

• Ameron Oil and Gas Ltd. et al. -- ss. 37, 127(1)

• Innovative Gifting Inc. et al. -- s. 127

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

• Richvale Resource Corporation et al. -- ss. 127(1), 127(8)

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

• Vanguard Investments Canada Inc. and The Vanguard Group, Inc. -- s. 80 of the CFA

• Omega ATS -- s. 15.1 of NI 21-101 Marketplace Operation

• Irwin Boock et al. -- ss. 127, 127.1

• HEIR Home Equity Investment Rewards Inc. -- ss. 127(1), 127.1

• Crown Hill Capital Corporation and Wayne Lawrence Pushka

• QuantFX Asset Management Inc. et al.

• Richvale Resource Corporation et al. -- ss. 127(1), 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• QuantFX Asset Management Inc. et al.

• Ameron Oil and Gas Ltd. et al.

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

• Richvale Resource Corporation et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 25 - Other Information

Exemptions

• RBC Short Term Income Class et al. -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

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