Ontario Securities Commission Bulletin

Issue 34/44 - November 04, 2011

Ont. Sec. Bull. Issue 34/44

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 81-716 -- 2011 Summary Report for Investment Fund Issuers

• Maitland Capital Ltd. et al.

News Releases

• Investor Advisory Panel Releases Annual Report

• OSC Schedules Policy Hearing on the Maple Group Application for December 1 & 2, 2011

Notices from the Office of the Secretary

• Goldbridge Financial Inc. et al.

• Innovative Gifting Inc. et al.

• Carlton Ivanhoe Lewis et al.

• Ameron Oil and Gas Ltd. et al.

• Richvale Resource Corporation et al.

• Maitland Capital Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• DundeeWealth Inc. -- s. 1(10)

• Manulife Asset Management Limited et al.

• AlphaPro Management Inc. and Horizons AlphaPro Gold Yield ETF

• Dexit Inc. (formerly Posera -- HDX Inc.) -- s. 1(10)

• Horizons ETFs Management (Canada) Inc. et al.

• National Bank Securities Inc. and National Bank Mortgage Fund

• Hewlett-Packard Company

• AIM Health Group Inc.

• CIBC Asset Management Inc. et al.

• Friedberg Advisors LP et al.

Orders

• Goldbridge Financial Inc. et al. -- ss. 127, 127.1

• Innovative Gifting Inc. et al. -- s. 127

• The Royal Canadian Mint

• Ameron Oil and Gas Ltd. et al. -- ss. 37, 127(1)

• Ameron Oil and Gas Ltd. et al. -- ss. 37, 127(1)

• Richvale Resource Corporation et al. -- ss. 127(1), 127(8)

• Manulife Asset Management (North America) Limited

• CME Clearing Europe Limited -- s. 144

• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Goldbridge Financial Inc. et al.

• Carlton Ivanhoe Lewis et al.

• Ameron Oil and Gas Ltd. et al.

• Ameron Oil and Gas Ltd. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• MFDA -- Proposed Amendments to Sections 1 (Definitions) and 3 (Directors) of MFDA By-law No. 1

Clearing Agencies

• CME Clearing Europe Limited -- Notice of Commission Order -- Application for Variation and Restatement of CME Clearing Europe Limited's Interim Order

• Notice of Approval -- Application to Vary the Recognition and Designation Order of CDS

• Notice of Commission Approval -- Material Amendments to CDS Procedures Relating to Change to Recent Period for FINet Loss Allocation

Chapter 25 - Other Information

Consents

• Dexit Inc. (formerly Posera -- HDX Inc.) -- s. 4(b) of the Regulation

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