Ontario Securities Commission Bulletin
Issue 34/46 - November 18, 2011
Ont. Sec. Bull. Issue 34/46
Table of Contents
Chapter 1 - Notices - News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Notice of Ministerial Approval of Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments
• Notice of Memorandum of Understanding between the OSC and FINRA
Notices from the Office of the Secretary
• Juniper Fund Management Corporation et al.
• Maple Leaf Investment Fund Corp. et al.
• Carlton Ivanhoe Lewis et al.
• Bernard Boily
• MBS Group (Canada) Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• 3P International Energy Corp.
• AlphaPro Management Inc. et al.
• Uranium Participation Corporation
• J.P. Morgan Securities LLC
• J.P. Morgan Securities LLC
• J.P. Morgan Clearing Corp.
• Comverse Technology, Inc.
• Natcan Investment Management Inc. and National Bank Mortgage Fund
• Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. LLC
• Mackenzie Financial Corporation et. al
• Global 45 Split Corp. -- s. 1(10)(b)
Orders
• Juniper Fund Management Corporation et al. -- Rule 9.2 of the OSC Rules of Procedure
• Bernard Boily -- Rule 6.7
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Maple Leaf Investment Fund Corp. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NP 11-201 Delivery of Documents by Electronic Means
Chapter 8 - Notice of Exempt Financings Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 25 - Other Information
Approvals
• Sky Investment Counsel Inc. -- s. 213(3)(b) of the LTCA
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