Ontario Securities Commission Bulletin

Issue 34/47 - November 25, 2011

Ont. Sec. Bull. Issue 34/47

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Consultation Paper 91-403 -- Derivatives: Surveillance and Enforcement

Notices of Hearing

• 2196768 Ontario Ltd et al. -- ss. 127, 127.1

• Bruce Carlos Mitchell -- ss. 127, 127.1

News Releases

• FINRA and Ontario Securities Commission Sign Regulatory Cooperation Arrangement

• Canadian Securities Regulators Announce Enhanced Policy Concerning Electronic Delivery of Documents

Notices from the Office of the Secretary

• Sextant Capital Management Inc. et al.

• Andrew Rankin

• Majestic Supply Co. Inc. et al.

• 2196768 Ontario Ltd et al.

• Bruce Carlos Mitchell

• Maple Leaf Investment Fund Corp. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• BNP Paribas Prime Brokerage, Inc.

• BNP Paribas Prime Brokerage, Inc.

• Exile Resources Inc.

• North American Petroleum Corporation USA

• Newmont Mining Corporation and Newmont Mining Corporation of Canada Limited

• Newmont Mining Corporation and Newmont Mining Corporation of Canada

• First Asset REIT Income Fund and First Asset Investment Management Inc.

Orders

• Sextant Capital Management Inc. et al. -- s. 127

• iShares DEX Floating Rate Note Index Fund -- s. 1.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Andrew Rankin

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• Notice of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

Chapter 6 - Request for Comments

• Notice of Proposed Pre-Marketing and Marketing Amendments to Prospectus Rules

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Triact Canada Marketplace LP -- Notice of Proposed Changes and Request for Feedback -- Cancel on Disconnect

• CSNX Markets Inc. -- Notice of Proposed Changes and Request for Feedback -- Changes to Order Allocation Methodology for Jitney Trades

Clearing Agencies

• CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Housekeeping Items for QST Rate Change

• CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Housekeeping Item

Chapter 25 - Other Information

Exemptions

• Dynamic Strategic Resource Class -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

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