Ontario Securities Commission Bulletin
Issue 34/48 - December 02, 2011
Ont. Sec. Bull. Issue 34/48
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings Before the Ontario Securities Commission
Notices of Hearing
• Ameron Oil and Gas Ltd. et al. -- ss. 37, 127
• Global Energy Group, Ltd. et al. -- ss. 37, 127
• Global Energy Group, Ltd. et al. -- ss. 37, 127
News Releases
• Canadian Securities Regulators Propose Amendments to "Pre-Marketing" and "Marketing" Prospectus Rules
• Canadian Securities Regulators Propose Enhancements to Scholarship Plan Disclosure
Notices from the Office of the Secretary
• American Heritage Stock Transfer Inc. et al.
• Zungui Haixi Corporation et al.
• Ameron Oil and Gas Ltd. et al.
• Global Energy Group, Ltd. et al.
• Global Energy Group, Ltd. et al.
• Ontario Securities Commission Policy Hearing on the Maple Group Acquisition Corporation Application to acquire TMX Group Inc., Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc., The Canadian Depository for Securities Limited and, indirectly, CDS Clearing and Depository Services Inc.
• Peter Sbaraglia
• New Found Freedom Financial et al.
• Juniper Fund Management Corporation et al.
• Global Energy Group, Ltd. et al.
• Global Energy Group, Ltd. et al.
• Portus Alternative Asset Management Inc. et al.
• Firestar Capital Management Corp. et al.
• MBS Group (Canada) Ltd. et al.
• Global Energy Group, Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Bennett Jones Services Trust
• Tonbridge Power Inc.
• Nova Scotia Power Incorporated
• Scotia Asset Management L.P. and the Funds Listed in Schedule A
• Fidelity Investments Canada ULC and Fidelity Emerging Markets Debt Investment Trust
• Calloway Real Estate Investment Trust and Canaccord Genuity Corp.
• Magnum Hunter Resources Corporation
• Canadian SWIFT Master Auto Receivables Trust -- s. 1(10)
Orders
• American Heritage Stock Transfer Inc. et al. -- s. 127(8)
• Security Investors, LLC -- s. 80 of the CFA
• Zungui Haixi Corporation et al. -- s. 127
• Peter Sbaraglia
• New Found Freedom Financial et al.
• Global Energy Group, Ltd. et al. -- ss. 37, 127(1)
• Global Energy Group, Ltd. et al. -- ss. 37, 127(1)
• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1
• Firestar Capital Management Corp. et al. -- s. 127
• MBS Group (Canada) Ltd. et al. -- ss. 127(1), 127(5)
• Global Energy Group, Ltd. et al. -- ss. 127(7), 127(8)
Rulings
• R.J. O'Brien & Associates, LLC -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
• Creditex Securities Corporation -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Juniper Fund Management Corporation et al. -- s. 144 of the Act and Rule 9.2 of the OSC Rules of Procedure
• Global Energy Group, Ltd. et al.
• Global Energy Group, Ltd. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice -- Request for Comment -- Requirement to Disclose Membership in IIROC as Dealer Member
Marketplaces
• TSX Inc. and TMX Select Inc. -- Notice of Completion of Staff Review of Proposed Changes -- Cancel on Disconnect
Chapter 25 - Other Information
• Friedburg Asset Allocation Fund Limited Partnership -- s. 19.1 of NI 41-101 General Prospectus Requirements
• Friedburg Global-Macro Hedge Fund Limited Partnership -- ss. 19.1 of NI 41-101 General Prospectus Requirements
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