Ontario Securities Commission Bulletin
Issue 34/50 - December 16, 2011
Ont. Sec. Bull. Issue 34/50
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings Before The Ontario Securities Commission
• OSC Rule 21-501 -- Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 -- Marketplace Operation -- Notice of Ministerial Approval
Notices of Hearing
• Nuvo Research Inc. and Rebecca E. Keeler -- ss. 127(1), 127.1
News Releases
• Michael Mitton Settles with the Ontario Securities Commission
• Court Dismisses Appeals of Ronald Crowe and Vernon Smith Regarding Ontario Securities Commission Rulings in XI Biofuels Inc. Matter
Notices from the Office of the Secretary
• Nuvo Research Inc. and Rebecca E. Keeler
• Marlon Gary Hibbert et al.
• Shallow Oil & Gas Inc. et al.
• Firestar Capital Management Corp. et al.
• Nuvo Research Inc. and Rebecca E. Keeler
• Merax Resource Management Ltd. et al.
• 2196768 Ontario Ltd et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Manulife Securities Incorporated and Manulife Securities Investment Services Inc.
Orders
• Shallow Oil & Gas Inc. et al. -- ss. 37, 127(1)
• Firestar Capital Management Corp. et al. -- ss. 37, 127(1)
• Nuvo Research Inc. and Rebecca E. Keeler
• 2196768 Ontario Ltd et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Shallow Oil & Gas Inc. et al.
• Firestar Capital Management Corp. et al.
• Nuvo Research Inc. and Rebecca E. Keeler
• Merax Resource Management Ltd. et al. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 21-501 -- Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 -- Marketplace Operation
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Notice of Approval -- Recognition of Alpha Trading Systems Limited Partnership and Alpha Exchange Inc. as an Exchange
• TSX Inc. -- Notice of Approval -- Amendments to the Rules of the TSX to Permit Trading of Securities Listed on Other Canadian Exchanges
Clearing Agencies
• CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Housekeeping Items
Chapter 25 - Other Information
Exemptions
• Imperial Pools -- NI 81-101 Mutual Fund Prospectus Disclosure, General Instruction 8
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