Ontario Securities Commission Bulletin

Issue 35/01 - January 06, 2012

Ont. Sec. Bull. Issue 35/01

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2012

• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Notices of Hearing

• North American Financial Group Inc. -- ss. 127, 127.1

Notices from the Office of the Secretary

• Bruce Carlos Mitchell

• Systematech Solutions Inc. et al.

• York Rio Resources Inc. et al.

• Coventree Inc. et al.

• North American Financial Group Inc. et al.

• American Heritage Stock Transfer Inc. et al.

• Simply Wealth Financial Group Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• First Nations Finance Authority

• Synchronica Inc.

• Counsel Portfolio Services Inc.

• Manulife Finance Holdings Limited

• Nylcap Canada II Genpar Inc. et al.

• Dusa Pharmaceuticals, Inc.

• Adeptron Technologies Corporation and Artaflex Inc.

• HSBC Investment Funds (Canada) Inc.

• TD Asset Management Inc.

• Intact Investment Management Inc.

• Afexa Life Sciences Inc. -- s. 1(10)

• Brookfield Renewable Power Inc. -- s. 1(10)

• SMART Technologies Inc.

• Sears Holdings Corporation

• HSBC Securities (Canada) Inc. and National Bank Financial Ltd.

• Jones Soda Co.

• Cell-Loc Location Technologies Inc. -- s. 1(10)(b)

• Aston Hill Asset Management Inc. et al.

• Gastar Exploration Ltd.

• Franco-Nevada LRC Holdings Corp. (formerly Lumina Royalty Corp.)

• Gryphon Investment Counsel Inc. and Gryphon International Investment Corporation

Orders

• Bruce Carlos Mitchell -- s. 127

• Systematech Solutions Inc. et al. -- ss. 127(1), 127(5)

• Medifocus Inc. -- s. 144

• Transcend Global Pte. Ltd. -- s. 80 of the CFA

• Canadian National Railway Company -- s. 104(2(c)

• BCE Inc. -- s. 104(2)(c)

• American Heritage Stock Transfer Inc. et al. -- s. 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• York Rio Resources Inc. et al. -- s. 127 of the Act and Rule 3 of the OSC Rules of Procedure

• Coventree Inc. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• IIROC Rules Notice -- Request for comments -- Plain language rule re-write project -- Interpretation and standards; Proposed Rules 1100 through 1400

Chapter 25 - Other Information

Consents

• Caribou Copper Resources Ltd. -- s. 4(b) of the Regulation

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