Ontario Securities Commission Bulletin

Issue 35/02 - January 13, 2012

Ont. Sec. Bull. Issue 35/02

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Roundtable Consultation Session on CSA's Review of Minimum Amount and Accredited Investor Prospectus Exemptions

• Irwin Boock et al. -- s. 127

Notices of Hearing

• Jowdat Waheed and Bruce Walter -- ss. 127, 127.1

• Irwin Boock et al. -- ss. 127, 127.1

Notices from the Office of the Secretary

• HEIR Home Equity Investment Rewards Inc.

• Jowdat Waheed and Bruce Walter

• Frank Dunn et al.

• Irwin Boock et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Covington Capital Corporation and Covington Venture Fund Inc.

• Peregrine Metals Ltd.

• ICO Therapeutics Inc. et al.

• Brookfield Renewable Power Preferred Equity Inc.

• Pizza Pizza Royalty Income Fund

• Galileo Funds Inc.

• BRP Finance ULC

• Wellington West Capital Inc. and National Bank Financial Ltd.

• National Bank Financial Inc. and National Bank Financial Ltd.

• Goodman & Company, Investment Counsel Ltd. and the Funds Listed in Schedule A

• 0920496 B.C. Ltd.

• Aston Hill Asset Management Inc. and Aston Hill Global High Income Fund

• Lincluden Investment Management Limited and Lincluden Balanced Fund

Orders

• HEIR Home Equity Investment Rewards Inc. -- ss. 127(1), 127.1

• Frank Dunn et al. -- s. 17(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• M.H. -- s. 31

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Alpha ATS LP -- Notice for Proposed Changes and Request for Feedback

Chapter 25 - Other Information

Approvals

• Pursuit Financial Management Corporation -- s. 213(3)(b) of the LTCA

• Galileo Funds Inc. -- s. 213(3)(b) of the LTCA

Exemptions

• Laurentian Funds -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

• Mackenzie Cundhill Recovery Class -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

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