Ontario Securities Commission Bulletin

Issue 35/03 - January 20, 2012

Ont. Sec. Bull. Issue 35/03

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

OSC Staff Notice 15-705 -- Notice of Extension of Time for Public Comment on Proposed Enforcement Initiatives and Continuation of Public Consultation through a Policy Hearing

CSA Staff Notice 51-327 (Revised) -- Guidance on Oil and Gas Disclosure (First published February 27, 2009, revised December 30, 2010 and December 29, 2011)

Roundtable Consultation Session on CSA's Review of Minimum Amount and Accredited Investor Prospectus Exemptions

Notices of Hearing

Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

Ground Wealth Inc. et al. -- ss. 127(7), 127(8)

Global Energy Group, Ltd. et al. -- ss. 37, 127

Irwin Boock et al. -- ss. 127(1), 127.1

Notices from the Office of the Secretary

Global Consulting and Financial Services et al.

Portus Alternative Asset Management Inc. et al.

Sino-Forest Corporation et al.

Ground Wealth Inc. et al.

David M. O'Brien

Peter Beck et al.

Global Energy Group, Ltd. et al.

Irwin Boock et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Acker Finley Canada Focus Fund -- s. 1(10)

Gluskin Sheff + Associates Inc.

Sun Life Assurance Company of Canada and Sun Life Capital Trust

Lions Bay Capital Inc.

Geo Minerals Ltd. -- s. 1(10)

Clifton Group Investment Management Company

Manulife Asset Management Limited et al.

AlphaNorth 2010 Flow-Through Limited Partnership et al.

Orders

Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)

Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

David M. O'Brien

Tulloch Resources Ltd. (formerly Elkhorn Gold Mining Corporation) -- s. 144

Peter Beck et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Blueport Capital Corp. and John Hare -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

IIROC Rules Notice -- Request for Comment -- Amendments to Schedule 12 of Form 1 and the Notes and Instructions to Schedule 12 of Form 1

Marketplaces

TSX Inc. -- Notice of Commission Approval -- Amendments to the Rules of the Toronto Stock Exchange Related to Market Making

Clearing Agencies

CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Dividend with Option Enhancements, Proration Indicator, and Automated Withdrawals for Paying Agents

Notice of Effective Date -- Technical Amendments to CDS Procedures -- Alert For Late or Non-Receipt of New York Link Collateral Requirement File

Chapter 25 - Other Information

Exemptions

Investors Group Unit Trust Funds -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

 

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