Ontario Securities Commission Bulletin
Issue 35/03 - January 20, 2012
Ont. Sec. Bull. Issue 35/03
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 15-705 -- Notice of Extension of Time for Public Comment on Proposed Enforcement Initiatives and Continuation of Public Consultation through a Policy Hearing
• CSA Staff Notice 51-327 (Revised) -- Guidance on Oil and Gas Disclosure (First published February 27, 2009, revised December 30, 2010 and December 29, 2011)
• Roundtable Consultation Session on CSA's Review of Minimum Amount and Accredited Investor Prospectus Exemptions
Notices of Hearing
• Sino-Forest Corporation et al. -- ss. 127(7), 127(8)
• Ground Wealth Inc. et al. -- ss. 127(7), 127(8)
• Global Energy Group, Ltd. et al. -- ss. 37, 127
• Irwin Boock et al. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Global Consulting and Financial Services et al.
• Portus Alternative Asset Management Inc. et al.
• Sino-Forest Corporation et al.
• Ground Wealth Inc. et al.
• David M. O'Brien
• Peter Beck et al.
• Global Energy Group, Ltd. et al.
• Irwin Boock et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Acker Finley Canada Focus Fund -- s. 1(10)
• Gluskin Sheff + Associates Inc.
• Sun Life Assurance Company of Canada and Sun Life Capital Trust
• Lions Bay Capital Inc.
• Geo Minerals Ltd. -- s. 1(10)
• Clifton Group Investment Management Company
• Manulife Asset Management Limited et al.
• AlphaNorth 2010 Flow-Through Limited Partnership et al.
Orders
• Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)
• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1
• David M. O'Brien
• Tulloch Resources Ltd. (formerly Elkhorn Gold Mining Corporation) -- s. 144
• Peter Beck et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Blueport Capital Corp. and John Hare -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice -- Request for Comment -- Amendments to Schedule 12 of Form 1 and the Notes and Instructions to Schedule 12 of Form 1
Marketplaces
• TSX Inc. -- Notice of Commission Approval -- Amendments to the Rules of the Toronto Stock Exchange Related to Market Making
Clearing Agencies
• CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Dividend with Option Enhancements, Proration Indicator, and Automated Withdrawals for Paying Agents
• Notice of Effective Date -- Technical Amendments to CDS Procedures -- Alert For Late or Non-Receipt of New York Link Collateral Requirement File
Chapter 25 - Other Information
Exemptions
• Investors Group Unit Trust Funds -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure
Top