Ontario Securities Commission Bulletin

Issue 35/04 - January 27, 2012

Ont. Sec. Bull. Issue 35/04

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• A Free Seminar on Technical Disclosure to Assist Public Mining Companies

Notices of Hearing

• RuggedCom Inc. and Belden CDT (Canada) Inc. -- s. 127

News Releases

• OSC Publishes Information on Monetary Sanctions on its Website

• Canadian Securities Regulators Adopt Regulatory Regime for Credit Rating Organizations

Notices from the Office of the Secretary

• MBS Group (Canada) Ltd. et al.

• Lehman Brothers & Associates Corp. et al.

• New Found Freedom Financial et al.

• Irwin Boock et al.

• North American Financial Group Inc. et al.

• Global Energy Group, Ltd. et al.

• RuggedCom Inc. and Belden CDT (Canada) Inc.

• Global Energy Group, Ltd. et al.

• Sino-Forest Corporation et al.

• Merax Resource Management Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Manufacturers Life Insurance Company and Manulife Financial Capital Trust

• Pathway Oil & Gas 2010 Flow-Through Limited Partnership et al.

• CI Investments Inc. and the Funds and the Reference Funds (as each is defined in Schedule "A")

• RBC Global Asset Management Inc. et al.

• CaNickel Mining Limited et al.

• Auryx Gold Corp. -- s. 1(10)

• Palko Environmental Ltd. -- s. 1(10)

• First Asset Yield Opportunity Trust and First Asset Investment Management Inc.

Orders

• MBS Group (Canada) Ltd. et al. -- s. 127

• New Found Freedom Financial et al.

• Irwin Boock et al. -- s. 127(1)

• North American Financial Group Inc. et al. -- s. 127

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Global Energy Group, Ltd. et al. -- ss. 37, 127(1)

• Southeast Asia Mining Corp. -- s. 144

• Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Irwin Boock et al.

• Global Energy Group, Ltd. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• IIROC Rules Notice -- Request for Comment -- Amendment to Dealer Member Rule 100.10(f)(vi) Box Spread

Chapter 25 - Other Information

Exemptions

• Canadian Energy Convertible Debenture Fund -- Part 6 of NI 81-102 Mutual Fund Prospectus Disclosure

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