Ontario Securities Commission Bulletin

Issue 35/06 - February 10, 2012

Ont. Sec. Bull. Issue 35/06

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notice of Ministerial Approval of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Notices of Hearing

Sage Investment Group et al. -- ss. 127, 127.1

Irwin Boock et al. -- ss. 127(1), 127.1

Eda Marie Agueci et al. -- ss. 127(1), 127.1

News Releases

Canadian Securities Regulators Modernize Rules Concerning Mutual Funds

Notices from the Office of the Secretary

Phoenix Credit Risk Management Consulting Inc. et al.

Ameron Oil and Gas Ltd. et al.

Firestar Capital Management Corp. et al.

Bernard Boily

Sage Investment Group et al.

David M. O'Brien

Zungui Haixi Corporation

Bruce Carlos Mitchell

Irwin Boock et al.

Global Energy Group, Ltd. et al.

HEIR Home Equity Investment Rewards Inc. et al.

Vincent Ciccone and Medra Corp.

Ciccone Group et al.

M P Global Financial Ltd. and Joe Feng Deng

Lyndz Pharmaceuticals Inc. et al.

Irwin Boock et al.

Eda Marie Agueci et al.

Global Energy Group, Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

ING Direct Asset Management Limited and ING Direct Funds Limited

Ontario Power Generation Inc.

Vinci S.A.

Sprott Asset Management LP

Sprott Asset Management LP et al.

Hathor Exploration Limited -- s. 1(10)

Cenovus Energy Inc.

Credit Suisse Securities (USA) LLC

Third Canadian General Investment Trust Limited

Deans Knight Capital Management Ltd.

Deans Knight Capital Management Ltd.

Orders

Phoenix Credit Risk Management Consulting Inc. et al. -- ss. 127, 127.1, 144 of the SA, s. 9 of the SPPA and Rule 5.2 of the OSC Rules of Procedure

Ameron Oil and Gas Ltd. et al.

Firestar Capital Management Corp. et al. -- s. 127

Bernard Boily -- Rule 6.7 of the OSC Rules of Procedure

Angus Mining (Namibia) Inc. -- s. 104(2)(c)

David M. O'Brien

Zungui Haixi Corporation -- ss. 127(1), 127(8)

Bruce Carlos Mitchell -- ss. 127, 127.1

Irwin Boock et al. -- ss. 127, 127.1

HEIR Home Equity Investment Rewards Inc. et al. -- ss. 127(1), 127.1

Vincent Ciccone and Medra Corp. -- Rule 6.7 of the OSC Rules of Procedure

Ciccone Group et al. -- ss. 127(7), 127(8)

Global Energy Group, Ltd. et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Bruce Carlos Mitchell

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Notice of Amendments to NI 81-102 Mutual Funds, Companion Policy 81-102CP, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure and NI 41-101 General Prospectus Requirements

Amending Instrument to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Chapter 6 - Request for Comments

MI 32-102 Registration Exemptions for Non-Resident Investment Fund Managers and Companion Policy 32-102CP Registration Exemptions for Non-Resident Investment Fund Managers

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

Notice of Commission Approval -- IIROC Proposal for an Integrated Fee Model

Marketplaces

TriAct Canada Marketplace LP -- Notice of Completion of Staff Review of Proposed Changes - Cancel on Disconnect

TriAct Canada Marketplace LP -- Notice of Proposed Changes and Request for Feedback - No Self-Trade Feature

 

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