Ontario Securities Commission Bulletin
Issue 35/07 - February 17, 2012
Ont. Sec. Bull. Issue 35/07
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 52-306 (Revised) -- Non-GAAP Financial Measures and Additional GAAP Measures
• CSA Consultation Paper 91-404 -- Derivatives: Segregation and Portability in OTC Derivatives Clearing
• Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
• Notice on Guidelines for Executive Director's Settlements
Notices of Hearing
• Sandy Winick et al.-- s. 127
News Releases
• CSA Publishes Findings and Recommendations for the Segregation and Portability of Customer Positions and Related Collateral in Over-the-counter Derivatives Clearing
• Australian Securities and Investments Commission, Quebec Autorité des marchés financiers, Ontario Securities Commission, Alberta Securities Commission and British Columbia Securities Commission Sign Regulatory Cooperation Arrangement
Notices from the Office of the Secretary
• Maitland Capital Ltd. et al.
• Sandy Winick et al.
• Nest Acquisitions and Mergers et al.
• Ground Wealth Inc. et al.
• Irwin Boock et al.
• Irwin Boock et al.
• Irwin Boock et al.
• Irwin Boock et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Excel Investment Counsel Inc. et al.
• Cub Energy Inc.
• McLean Budden Limited
• BMO Nesbitt Burns Inc. et al.
• Centamin Egypt Limited -- s. 1(10)
• Sinopec Daylight Energy Ltd. -- s. 1(10)
• First Asset Pipes & Power Income Fund and First Asset Investment Management Inc.
• Extorre Gold Mines Limited
• Matco Financial Inc.
• MOSAID Technologies Incorporated -- s. 1(10)
• Newmont Canada FN Holdings Limited -- s. 1(10)
Orders
• Maitland Capital Ltd. et al. -- ss. 127(1), 127(10)
• BMO Nesbitt Burns Inc. et al. -- s. 80 of the CFA
• Nest Acquisitions and Mergers et al.
• Ground Wealth Inc. et al. -- ss. 127(7), 127(8)
• Irwin Boock et al. -- s. 127(1)
• Irwin Boock et al. -- ss. 127, 127.1
• Irwin Boock et al. -- ss. 127, 127.1
• Magnotta Winery Corporation -- s. 1(10)(b)
• Irwin Boock et al. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Maitland Capital Ltd. et al. -- ss. 127(1), 127(10)
• Irwin Boock et al.
• Morgan Dragon Development Corp. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice -- Request for Comment -- Proposed Amendments to Dealer Member Rules to Permit Partial Swap Offset Strategies
Chapter 25 - Other Information
Consents
• CUB Energy Inc. -- s. 4(b) of the Regulation
Top