Ontario Securities Commission Bulletin

Issue 35/09 - March 02, 2012

Ont. Sec. Bull. Issue 35/09

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA 2011 Enforcement Report

• Ameron Oil and Gas Ltd. et al.

• 2012-2015 Strategic Plan -- The OSC: A 21st Century Regulator

• CSA/IIROC Joint Notice 23-312 -- Transparency of Short Selling and Failed Trades -- Request for Comment

• CSA Staff Notice 41-307 -- Corporate Finance Prospectus Guidance -- Concerns regarding an issuer's financial condition and the sufficiency of proceeds from a prospectus offering

Notices of Hearing

• Ameron Oil and Gas Ltd. et al. -- s. 127

News Releases

• New OSC Strategic Plan: Road Map to a 21st Century Regulator

Notices from the Office of the Secretary

• Ameron Oil and Gas Ltd. et al.

• Ameron Oil and Gas Ltd. et al.

• Ameron Oil and Gas Ltd. et al.

• Nest Acquisitions and Mergers et al.

• Majestic Supply Co. Inc. et al.

• Lyndz Pharmaceuticals Inc. et al.

• Ameron Oil and Gas Ltd. et al.

• Ameron Oil and Gas Ltd. et al.

• North American Financial Group Inc. et al.

• Global Energy Group, Ltd. et al.

• Juniper Fund Management Corporation et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Franklin Templeton Investments Corp. et al.

• Dundee Securities Ltd.

• Investors Tactical Asset Allocation Fund et al.

• Myriad Group AG

• Performance Capital Limited et al.

• First Defined Portfolio Management Co.

Orders

• Dundee Capital Markets Inc. -- s. 1(10)(b)

• Ameron Oil and Gas Ltd. et al.

• Majestic Supply Co. Inc. et al.

• Ameron Oil and Gas Ltd. et al.

• Ameron Oil and Gas Ltd. et al. -- s. 127(1)

• North American Financial Group Inc. et al. -- s. 127

• Global Energy Group, Ltd. et al.

• Juniper Fund Management Corporation et al.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Nest Acquistions and Mergers et al.

• Ameron Oil and Gas Ltd. et al.

• Anna Pyasetsky -- s. 31

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

• CSA/IIROC Joint Notice 23-312 -- Transparency of Short Selling and Failed Trades

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• Notice of Commission Approval -- IIROC Rules Notice -- UMIR -- Provisions Respecting Short Sales and Failed Trades

• OSC Staff Notice of Commission Approval -- MFDA Proposed Amendments to MFDA Rule 5.3 -- Client Reporting

Clearing Agencies

• FundSERV Inc. -- Notice and Request for Comment -- Application for Recognition as a Clearing Agency

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