Ontario Securities Commission Bulletin

Issue 35/10 - March 09, 2012

Ont. Sec. Bull. Issue 35/10

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Revised Notice of Delivery of NI 25-101 -- Designated Rating Organizations and Consequential Amendments

Notices of Hearing

• International Strategic Investments et al.-- ss. 127, 127.1

• Moncasa Capital Corporation and John Frederick Collins -- ss. 37, 127(1), 127.1

News Releases

• CSA and IIROC Seek Input on Trade Transparency

Notices from the Office of the Secretary

• HEIR Home Equity Investment Rewards Inc. et al.

• Sage Investment Group et al.

• Carlton Ivanhoe Lewis et al.

• Rare Investments et al.

• International Strategic Investments et al.

• Moncasa Capital Corporation and John Frederick Collins

• Irwin Boock et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Sentry Investments Inc. and Sentry Select Investments Inc.

• AlphaPro Management Inc. et al.

• Man Investments Canada Corp. and Man Canada AHL DP Investment Fund

• Carlton Ivanhoe Lewis et al.

• Xstrata Canada Corporation and Xstrata plc

• Green Bay Packers, Inc.

• Connor, Clark & Lunn Financial Opportunities Fund and Connor, Clark & Lunn Capital Markets Inc.

• Claymore Investments, Inc. and the Claymore ETFs

• O'Leary Fund Management LP and O'Leary Strategic Yield Advantaged Class

• Schneider Electric S.A.

• Fidelity Brokerage Services LLC et al.

• HSBC Global Asset Management (Canada) Limited

• Veresen Inc.

• J.P. Morgan Clearing Corp.

• Caldwell Investment Management Ltd.

• McLean Budden Limited et al.

• Dundee Real Estate Investment Trust and Whiterock Real Estate Investment Trust

Orders

• HEIR Home Equity Investment Rewards Inc. et al. -- Rule 1.7.4 of the OSC Rules of Procedure

• Sage Investment Group et al. -- s. 127

• Rare Investments et al.

• Irwin Boock et al. -- ss. 127, 127.1

• Caterpillar Financial Services Limited -- s. 158(1.1) of the OBCA

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• Revised CSA Notice -- NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

• CDS -- Request for Comments -- Material Amendments to CDS Procedures -- Elimination of ACV to Entitlement Processors for Security Submit Events

Chapter 25 - Other Information

Exemptions

• Aegon Fund Management Inc. and the imaxx Funds -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

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