Ontario Securities Commission Bulletin
Issue 35/12 - March 23, 2012
Ont. Sec. Bull. Issue 35/12
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Repeal of OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 -- Marketplace Operation
• Maitland Capital Ltd. et al.
News Releases
• OSC Findings Against Rene Pardo Set Aside by Divisional Court
Notices from the Office of the Secretary
• Shane Suman and Monie Rahman
• HEIR Home Equity et al.
• Majestic Supply Co. Inc. et al.
• Maitland Capital Ltd. et al.
• Eda Marie Agueci et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Claymore Investments, Inc. and BlackRock Inc.
• Aston Hill Asset Management Inc. et al.
• Canadian Tire Corporation, Limited
• St. Eugene Mining Corporation Ltd.
• Dividend 15 Split Corp. II (DF) and Quadravest Capital Management Inc.
• NB Split Corp. -- s. 1(10)
• Dividend 15 Split Corp. and Quadravest Capital Management Inc.
• Liquor Stores N.A. Ltd.
• CERF Incorporated
Orders
• Tim Hortons Inc. -- s. 104(2)(c)
• HEIR Home Equity Investment Rewards Inc. et al.
• Majestic Supply Co. Inc. et al. -- ss. 127 of the Act and Rule 3 of the OSC Rules of Procedure
• Eda Marie Agueci et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Shane Suman and Monie Rahman
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice -- Request for Comment -- Proposed Amendments to Dealer Member Rules and Universal Market Integrity Rules (UMIR) -- Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules
Clearing Agencies
• CDS - Notice and Request for Comment -- Material Amendments to CDS Procedures -- GIC Funds-Only Trade Service in CDSX
Top