Ontario Securities Commission Bulletin

Issue 35/12 - March 23, 2012

Ont. Sec. Bull. Issue 35/12

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Repeal of OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 -- Marketplace Operation

Maitland Capital Ltd. et al.

News Releases

OSC Findings Against Rene Pardo Set Aside by Divisional Court

Notices from the Office of the Secretary

Shane Suman and Monie Rahman

HEIR Home Equity et al.

Majestic Supply Co. Inc. et al.

Maitland Capital Ltd. et al.

Eda Marie Agueci et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Claymore Investments, Inc. and BlackRock Inc.

Aston Hill Asset Management Inc. et al.

Canadian Tire Corporation, Limited

St. Eugene Mining Corporation Ltd.

Dividend 15 Split Corp. II (DF) and Quadravest Capital Management Inc.

NB Split Corp. -- s. 1(10)

Dividend 15 Split Corp. and Quadravest Capital Management Inc.

Liquor Stores N.A. Ltd.

CERF Incorporated

Orders

Tim Hortons Inc. -- s. 104(2)(c)

HEIR Home Equity Investment Rewards Inc. et al.

Majestic Supply Co. Inc. et al. -- ss. 127 of the Act and Rule 3 of the OSC Rules of Procedure

Eda Marie Agueci et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Shane Suman and Monie Rahman

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

IIROC Rules Notice -- Request for Comment -- Proposed Amendments to Dealer Member Rules and Universal Market Integrity Rules (UMIR) -- Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules

Clearing Agencies

CDS - Notice and Request for Comment -- Material Amendments to CDS Procedures -- GIC Funds-Only Trade Service in CDSX

 

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