Ontario Securities Commission Bulletin

Issue 35/14 - April 06, 2012

Ont. Sec. Bull. Issue 35/14

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notice of Ministerial Approval of NI 25-101 Designated Rating Organizations and Consequential Amendments

Notice of Ministerial Approval of Memorandum of Understanding on the Cooperation of Competent Authorities for the Supervision of Credit Rating Agencies

Notice of Ministerial Amendments to NI 81-102 Mutual Funds and Companion Policy 81-102CP, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure and NI 41-101 General Prospectus Requirements

Notice of Ministerial Approval of Memorandum of Understanding with Australian Securities and Investments Commission

OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Notices of Hearing

Nicholas David Reeves -- ss. 127(1), 127(10)

Colby Cooper Capital Inc. et al. -- ss. 37, 127(1) and 127.1

Normand Gauthier et al. -- ss. 127(1), 127.1

Beryl Henderson -- ss. 127, 127.1

Energy Syndications Inc. et al. -- ss. 127, 127.1

Morgan Dragon Development Corp. et al. -- ss. 127(1), 127(10)

Morgan Dragon Development Corp. et al. -- ss. 127(1), 127.1

Frank Andrew Devcich and Gobinder Kular Singh -- s. 127

Notices from the Office of the Secretary

L. Jeffrey Pogachar et al.

Global Energy Group, Ltd. et al.

Nicholas David Reeves

Abitibibowater Inc. doing business as Resolute Forest Products and Fibrek Inc.

Colby Cooper Capital Inc. et al.

Normand Gauthier et al.

North American Financial Group Inc. et al.

Firestar Capital Management Corp. et al.

Carmine Domenicucci

Beryl Henderson

Abitibibowater Inc. doing business as Resolute Forest Product and Fibrek Inc.

Energy Syndications Inc. et al.

Rezwealth Financial Services Inc. et al.

Morgan Dragon Development Corp. et al.

Fibrek Inc. and the Toronto Stock Exchange

Frank Andrew Devcich and Gobinder Kular Singh

Chapter 2 - Decisions, Orders and Rulings

Decisions

Futuremed Healthcare Products Corporation -- s. 1(10)

Davis Distributors, LLC

Invesco Canada Ltd. and Invesco Intactive Strategic Capital Yield Portfolio Class

Abitibibowater Inc. doing business as Resolute Forest Product and Fibrek Inc.

Mawer Investment Management Ltd.

Invesco Canada Ltd. and Invesco Intactive Strategic Yield Portfolio

Mawer Investment Management Ltd.

NB Split Corp. -- s. 1(10)

Anvil Mining Limited -- s. 1(10)

CANMARC Real Estate Investment Trust

Desjardins Investments Inc. and the Desjardins Completion Investments Fund

Fiera Sceptre Inc. and the Pooled Funds

Grande Cache Coal Corporation -- s. 1(10(a)(ii)

Toreador Resources Corporation -- s. 1(10)

Orders

Global Energy Group, Ltd. et al. -- ss. 127(2), 144

Rencore Resources Ltd. -- s. 1(10)(a)(ii)

North American Financial Group Inc. et al. -- s. 127

Firestar Capital Management Corp. et al. -- s. 127

Carmine Domenicucci -- ss. 128(1), 127.1(1)

Rezwealth Financial Services Inc. et al. -- s. 127

Fibrek Inc. and the Toronto Stock Exchange -- s. 21.7

Investment Industry Regulatory Organization of Canada -- s. 147 of the Act and s. 80 of the CFA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

L. Jeffrey Pogachar et al. -- ss. 127, 127.1

Carmine Domenicucci

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to NI 81-102 Mutual Funds and Companion Policy NI-81-102CP

Amendments to NI 81-106 Investment Fund Continuous Disclosure

Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Amendments to NI 41-101 General Prospectus Requirements

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

Omega ATS - Notice of Proposed Changes and Request for Comment

 

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