Ontario Securities Commission Bulletin

Issue 35/15 - April 13, 2012

Ont. Sec. Bull. Issue 35/15

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

CSA Staff Notice 11-316 -- Notice of Local Amendments -- British Columbia

The Investment Funds Practitioner

Notices of Hearing

Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

News Releases

OSC Lays Quasi Criminal Charges Against Terrence M. Bedford and Joanne Harris Bedford

Notices from the Office of the Secretary

Marlon Gary Hibbert et al.

Jowdat Waheed and Bruce Walter

Moncasa Capital Corporation and John Frederick Collins

Zungui Haixi Corporation et al.

Juniper Fund Management Corporation et. al.

Sino Forest Corporation et al.

Rezwealth Financial et al.

Abitibibowater Inc. doing business as Resolute Forest Products et al.

Eda Marie Agueci et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

SXC Health Solutions Corp.

Wild Stream Exploration Inc. and Raging River Exploration Inc.

OANDA (Canada) Corporation ULC

Goldbrook Ventures Inc.

Primero Mining Corp.

Semtech Canada Inc. -- s. 1(10)

Orders

Moncasa Capital Corporation and John Frederick Collins

Jowdat Waheed and Bruce Walter

Juniper Fund Management Corporation et. al.

International Strategic Investments et. al.

Rezwealth Financial Services Inc. et al.

FundSERV Inc. -- s. 21.2

Eda Marie Agueci et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Abitibibowater Inc. doing business as Resolute Forest Products et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

Notice of Commission Approval -- Amendments to IIROC's proposals to implement the core principles of the Client Relationship Model and related guidance notes

IIROC Rules Notice -- Notice of Approval -- Client Relationship Model -- Implementation

IIROC Rules Notice -- Guidance Note -- Client Relationship Model

IIROC Rules Notice -- Guidance Note -- Know your Client and Suitability

OSC Staff Notice of Approval -Amendments to the Universal Market Integrity Rules Respecting Dark Liquidity

IIROC Amendments to the Universal Market Integrity Rules Respecting Dark Liquidity

OSC Staff Notice of Approval -- MFDA amendments to MFDA Rule 3.3.2 and Internal Control Policy Statement 4

Alpha Exchange Inc. -- Notice of Proposed Changes and Request for Feedback

Clearing Agencies

Notice of Commission Order -- FundSERV Inc. -- Application for Recognition

 

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