Ontario Securities Commission Bulletin

Issue 35/16 - April 20, 2012

Ont. Sec. Bull. Issue 35/16

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Consultation Paper 91-405 -- Derivatives: End-User Exemption

Notices of Hearing

• Darryl Brubacher et al. -- ss. 127, 127.1

• Darryl Brubacher et al. -- ss. 127, 127.1

• Asif Khan

• Asif Khan

News Releases

• OSC and IIROC Announce Distribution Plans for ABCP Settlement Funds

• CSA Seeks Comment on Proposed Over-the-counter Derivatives Exemption

• CSA and IIROC Announce the Implementation of a Dark Liquidity Framework in Canada

Notices from the Office of the Secretary

• Darryl Brubacher et al.

• Fibrek Inc. and Toronto Stock Exchange

• Global Consulting and Financial Services et al.

• Marlon Gary Hibbert et al.

• New Solutions Capital Inc. et al.

• Energy Syndications Inc. et al.

• Energy Syndications Inc. et al.

• North American Financial Group Inc. et al.

• Darryl Brubacher et al.

• Alexander Christ Doulis et al.

• International Strategic Investments et al.

• Sino-Forest Corporation et al.

• Bunting & Waddington Inc. et al.

• Asif Khan

Chapter 2 - Decisions, Orders and Rulings

Decisions

• BMO Nesbitt Burns Securities Ltd.

• Canadian Life Companies Split Corp. and Quadravest Capital Management Inc.

• Wild Stream Exploration Inc. -- s. 1(10)(a)(ii)

• US Financial 15 Split Corp. and Quadravest Capital Management Inc.

• Canadian Tire Corporation, Limited

• Omega Advisors U.S. Capital Appreciation Fund and Artemis Investment Management Limited

Orders

• Fibrek Inc. and Toronto Stock Exchange -- s. 21.7

• RBC Global Asset Management Inc. and BBAML LLP (to be renamed BlueBay Asset Management LLP effective April 2, 2012) -- s. 80 of the CFA

• Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)

• New Solutions Capital Inc. et al. -- ss. 127(1), 127(5)

• Energy Syndications Inc. et al. -- s. 127

• Energy Syndications Inc. et al. -- ss. 127(1), 127(8)

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Darryl Brubacher et al. -- ss. 127(1), 127.1(1)

• Alexander Christ Doulis et al. -- s. 127 of the Act and OSC Rules of Procedure

• International Strategic Investments et al.

• Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

• Bunting & Waddington Inc. et al.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Darryl Brubacher et al.

• Paul Anthony Delaney -- s. 27(3)

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• Notice of Correction -- IIROC Amendments to the Universal Market Integrity Rules Respecting Dark Liquidity

• IIROC Rules Notice -- Request for Comment -- Proposed Amendments to Universal Market Integrity Rules (UMIR) -- Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades

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