Ontario Securities Commission Bulletin

Issue 35/17 - April 27, 2012

Ont. Sec. Bull. Issue 35/17

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

CSA Staff Notice 45-308 -- Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions

Notices of Hearing

Trapeze Asset Management Inc. et al. -- ss. 127, 127.1

New Solutions Capital Inc. et al. -- ss. 127(7), 127(8)

Notices from the Office of the Secretary

Trapeze Asset Management Inc. et al.

Irwin Boock et al. -- ss. 127, 127.1

Morgan Dragon Development Corp. et al.

HEIR Home Equity Investment Rewards Inc. et al.

Frank Andrew Devcich and Gobinder Kular Singh

North American Financial Group Inc. et al.

Nicholas David Reeves

New Solutions Capital Inc. et al.

David M. O'Brien

Normand Gauthier et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Arkema S.A.

Lakeside Steel Inc. -- s. 1(10)

Orders

Bay Terrace Limited Partnership -- s. 1(10)

Irwin Boock et al. -- ss. 127, 127.1

Morgan Dragon Development Corp. et al. -- s. 127

HEIR Home Equity Investment Rewards Inc. et al. -- ss. 127(1), 127.1

Frank Andrew Devcich and Gobinder Kular Singh

North American Financial Group Inc. et al. -- s. 127

Nicholas David Reeves -- s. 127

LMS Medical Systems Inc. -- s. 144

David M. O'Brien

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Christopher Veigas Couto -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

CDS -- Notice and Request for Comment -- Material Amendments to CDS Procedures -- Modification to the CDSX interface to the CDCC fixed income CCP

 

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